<div dir="ltr"><div dir="ltr"><div class="gmail_default" style="font-family:verdana,sans-serif;font-size:small">Thank you, Noel, both for your kind words, and helpful response, as well as to all others who responded.</div><div class="gmail_default" style="font-family:verdana,sans-serif;font-size:small"><br></div><div class="gmail_default" style="font-family:verdana,sans-serif;font-size:small">Follow-up hypos:</div><div class="gmail_default" style="font-family:verdana,sans-serif;font-size:small"><br></div><div class="gmail_default" style="font-family:verdana,sans-serif;font-size:small">1. Apart from the TM license, what documentation would you want if Sub (S) was formed <i>before</i> the Client (C), and the Client was formed specifically to become a parent to several pre-existing entities, including S?</div><div class="gmail_default" style="font-family:verdana,sans-serif;font-size:small"><br></div><div class="gmail_default" style="font-family:verdana,sans-serif;font-size:small">2. If parent C subsequently decides it wants to subsume S and acquire all of S's intangibles, is there paperwork you'd want in addition to a standard assignment from S to C?</div><div class="gmail_default" style="font-family:verdana,sans-serif;font-size:small"><br></div><div class="gmail_default" style="font-family:verdana,sans-serif;font-size:small">I am probably overthinking this, and I appreciate the confirmation or refutation of that presumption.</div><div class="gmail_default" style="font-family:verdana,sans-serif;font-size:small"><br></div><div class="gmail_default" style="font-family:verdana,sans-serif;font-size:small">Thanks again, wonderful list friends.</div><div class="gmail_default" style="font-family:verdana,sans-serif;font-size:small"><br></div><div class="gmail_default" style="font-family:verdana,sans-serif;font-size:small">I hope you find delight in your Friday and upcoming weekend.</div><div class="gmail_default" style="font-family:verdana,sans-serif;font-size:small"><br></div><div class="gmail_default" style="font-family:verdana,sans-serif;font-size:small">Warmly,</div><div class="gmail_default" style="font-family:verdana,sans-serif;font-size:small"><br></div><div class="gmail_default" style="font-family:verdana,sans-serif;font-size:small"><br></div><div class="gmail_default" style="font-family:verdana,sans-serif;font-size:small"><br></div><div><div dir="ltr" class="gmail_signature"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><p style="font-family:Verdana,Arial,Helvetica,sans-serif;margin:0px"><font color="#38761d"><b>Please be aware the Brand Geek Office is practicing a 4-day work week and will be closed on Fridays. Thank you!</b></font></p><p style="font-family:Verdana,Arial,Helvetica,sans-serif;margin:0px"><span style="font-size:x-small">Lara Pearson </span><font face="Verdana, Arial, Helvetica, sans-serif" style="font-size:x-small">(she/her/hers)</font><font size="1" style="font-family:Arial,Helvetica,sans-serif"><font face="verdana, sans-serif"> </font><font face="verdana, sans-serif"><span style="color:rgb(34,34,34)">[</span><a href="https://medium.com/gender-inclusivit/why-i-put-pronouns-on-my-email-signature-and-linkedin-profile-and-you-should-too-d3dc942c8743" style="color:rgb(17,85,204)" target="_blank">Why pronouns</a>?<span style="color:rgb(34,34,34)">] (<a href="https://namedrop.io/larapearson" target="_blank">Hear how I say my name</a>)</span></font></font><br></p><p style="font-size:13px;font-family:Verdana,Arial,Helvetica,sans-serif;margin:0px"><font size="1"><font size="1" style="background-color:rgb(255,255,255)">Law Office of Lara Pearson Ltd, PBC</font></font></p><p style="font-size:13px;font-family:Verdana,Arial,Helvetica,sans-serif;margin:0px"><span style="background-color:rgb(255,255,255)"><font size="1"><font size="1">Leader, Brand Geek</font></font><font size="1"><font size="1"><br></font></font></span></p><p style="margin:0px"><font face="verdana, sans-serif" size="1">A
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Please don't print.<br><br></font></font></b></p><p style="margin:0px"><font size="1"><font><font face="verdana, sans-serif" color="#000000"><b style="background-color:rgb(255,255,255)">I humbly acknowledge that this email is being sent from the unceded traditional lands of the first people of Lake Tahoe, the Washoe or Wašišiw ("people from here," sometimes translated as Wa She Shu) of the Great Basin, past, present, and future. I honor with gratitude this sacred land itself and the <a href="https://washoetribe.us/" target="_blank">Washoe Tribe</a>.</b></font></font></font></p><p style="text-align:center;margin:0px"><font size="1"><font><font face="verdana, sans-serif" color="#000000"><b><span style="background-color:rgb(255,255,255)"><img width="82" height="96" src="https://ci3.googleusercontent.com/mail-sig/AIorK4y4Iv_kGzA33LVGak2vMhpl9pJRxSsauquJ4IauN3cCjPL9RMrW0WOjQAJU4eQui-VHV5Wu9jk"></span><br></b></font></font></font></p></div></div></div></div></div></div></div></div></div></div></div></div><br></div><br><div class="gmail_quote"><div dir="ltr" class="gmail_attr">On Thu, Feb 8, 2024 at 1:11 PM Noel D. Humphreys <<a href="mailto:NHumphreys@connellfoley.com">NHumphreys@connellfoley.com</a>> wrote:<br></div><blockquote class="gmail_quote" style="margin:0px 0px 0px 0.8ex;border-left:1px solid rgb(204,204,204);padding-left:1ex"><div class="msg-1090804270499196145">
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<p class="MsoNormal">Lara, Thank you for all your insightful inputs to this list.<u></u><u></u></p>
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<p class="MsoNormal">One place to start would be to learn how S has been treated on C’s tax returns. You would also want to learn whether it is a corporation or an LLC or something else. You would also want to find out what jurisdiction S was formed in. If
it’s a public company, or otherwise has audited financials, you could ask the auditors what evidence they turned up when they were figuring out he to integrate S into C’s financial statements. Assuming it’s not formed in Ireland or the Turks & Caicos or Bermuda
or the like, then, if it’s a corporation, you would like to find out whether they have a stock ledger or a stock certificate that evidences ownership. Maybe organizational minutes from S’s board of directors. If it’s an LLC, you would expect to see an
operating agreement that identifies C as the sole member (in a manner consistent with the tax return). Is that responsive to your question? Are there bank loan documents that include the information? Did C’s lender take a security interest in S’s registered
IP? <u></u><u></u></p>
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<p class="MsoNormal"><b><span style="font-size:10pt;font-family:Arial,sans-serif;color:rgb(38,34,35)">Noel D. Humphreys</span></b><u></u><u></u></p>
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<p class="MsoNormal"><i><span style="font-size:9pt;font-family:Arial,sans-serif;color:rgb(38,34,35)">Of Counsel
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<p class="MsoNormal"><i><span style="font-size:8pt;font-family:Arial,sans-serif;color:red">Please note my contact information has changed.</span></i><u></u><u></u></p>
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<p class="MsoNormal"><span style="font-size:9pt;font-family:Arial,sans-serif;color:rgb(38,34,35)">Connell Foley LLP<br>
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York, NY 10022 </span><u></u><u></u></p>
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<p class="MsoNormal"><span style="font-size:9pt;font-family:Arial,sans-serif;color:rgb(38,34,35)"><a href="mailto:nhumphreys@connellfoley.com" target="_blank"><span style="color:rgb(38,34,35);text-decoration:none">nhumphreys@connellfoley.com</span></a></span><u></u><u></u></p>
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<p class="MsoNormal"><b><span style="font-size:8pt;color:rgb(1,97,65)"><a href="https://www.connellfoley.com/" target="_blank"><span style="color:rgb(1,97,65);text-decoration:none">website</span></a> </span></b><b><span style="font-size:7.5pt;color:rgb(1,97,65)">|</span></b><b><span style="font-size:8pt;color:rgb(1,97,65)"> <a href="http://www.connellfoley.com/professionals-noel-d-humphreys" target="_blank"><span style="color:rgb(1,97,65);text-decoration:none">bio</span></a> </span></b><b><span style="font-size:7.5pt;color:rgb(1,97,65)">|</span></b><b><span style="font-size:8pt;color:rgb(1,97,65)"> <a href="https://www.google.com/maps/place/875+3rd+Ave,+New+York,+NY+10022/@40.757198,-73.9713798,17z/data=!3m1!4b1!4m5!3m4!1s0x89c258e36e720355:0x19bdf6310152c85c!8m2!3d40.757194!4d-73.9691858?hl=en" target="_blank"><span style="color:rgb(1,97,65);text-decoration:none">map</span></a> </span></b><b><span style="font-size:7.5pt;color:rgb(1,97,65)">|</span></b><u></u><u></u></p>
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<p class="MsoNormal"><a href="http://www.linkedin.com/in/noelhumphreys" target="_blank"><span style="text-decoration:none"><img border="0" width="22" height="17" style="width: 0.2291in; height: 0.177in;" id="m_-1090804270499196145_x0000_i1031" src="http://www.connellfoley.com/sites/default/files/CF-LI-22x17.png" alt="LinkedIn"></span></a><u></u><u></u></p>
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<p class="MsoNormal"><a href="https://www.connellfoley.com/" target="_blank"><span style="text-decoration:none"><img border="0" width="175" height="49" style="width: 1.8229in; height: 0.5104in;" id="m_-1090804270499196145_x0000_i1030" src="http://www.connellfoley.com/sites/default/files/ConnellFoley-logo-175x49.png" alt="Connell Foley LLP"></span></a><br>
<span style="font-size:6pt;font-family:Arial,sans-serif;color:rgb(38,34,35)">A TRADITION OF LEGAL EXCELLENCE SINCE 1938
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<p class="MsoNormal"><b><span style="font-size:8pt;font-family:Arial,sans-serif;color:rgb(38,34,35)">Roseland • Jersey City • Newark • New York • Cherry Hill • Philadelphia</span></b><u></u><u></u></p>
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<p class="MsoNormal"><a href="https://www.nbi-sems.com/outstanding-faculty-award?utm_source=NBIfaculty&utm_medium=badge&utm_campaign=315681" target="_blank"><span style="text-decoration:none"><img border="0" width="55" height="50" style="width: 0.5729in; height: 0.5208in;" id="m_-1090804270499196145_x0000_i1029" src="https://stationerycentral.com/2023/outstanding-faculty-badge-small-110x100.png" alt="NBI Outstanding Facility Award"></span></a><img border="0" width="5" height="1" style="width: 0.052in; height: 0.0104in;" id="m_-1090804270499196145_x0000_i1028" src="https://stationerycentral.com/2020/clear.png" alt="https://stationerycentral.com/2020/clear.png"><img border="0" width="45" height="50" style="width: 0.4687in; height: 0.5208in;" id="m_-1090804270499196145_x0000_i1027" src="https://stationerycentral.com/2023/nyc-bar-member-90x100.png" alt="New Your City Bar Member"><u></u><u></u></p>
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<p class="MsoNormal"><b><span style="font-size:8pt;color:rgb(138,138,138)">STATEMENT OF CONFIDENTIALITY: </span></b><span style="font-size:8pt;color:rgb(138,138,138)"> The information contained in this transmission including any attached documentation is privileged and confidential.
It is intended only for the use of the individual or entity named above. If the reader of this message is not the intended recipient, you are hereby notified that any dissemination, distribution or copying of this communication is strictly prohibited. If you
have received this communication in error, please notify Connell Foley LLP immediately by replying to this email. Please delete all copies of this message and any attachments immediately.</span><u></u><u></u></p>
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<p class="MsoNormal"><b>From:</b> E-trademarks <<a href="mailto:e-trademarks-bounces@oppedahl-lists.com" target="_blank">e-trademarks-bounces@oppedahl-lists.com</a>>
<b>On Behalf Of </b>Lara Pearson via E-trademarks<br>
<b>Sent:</b> Thursday, February 8, 2024 3:41 PM<br>
<b>To:</b> Carl Oppedahl <<a href="mailto:e-trademarks@oppedahl-lists.com" target="_blank">e-trademarks@oppedahl-lists.com</a>><br>
<b>Cc:</b> Lara Pearson <<a href="mailto:lara@brandgeek.net" target="_blank">lara@brandgeek.net</a>><br>
<b>Subject:</b> [E-trademarks] Papering a Parent & Sub relationship<u></u><u></u></p>
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<p class="MsoNormal"><strong><span style="font-family:Verdana,sans-serif;color:black;background:yellow">External email: careful w/links or attachments.</span></strong><span style="font-family:Verdana,sans-serif;color:black"><u></u><u></u></span></p>
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<p class="MsoNormal"><span style="font-family:Verdana,sans-serif;color:black">Hi l</span><span class="m_-1090804270499196145gmaildefault"><span style="font-size:12pt;font-family:Verdana,sans-serif;color:black">istfriends:</span></span><u></u><u></u></p>
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<p style="margin:0in 0in 0.0001pt"><span class="m_-1090804270499196145gmaildefault"><span style="font-size:12pt;font-family:Verdana,sans-serif;color:black">I hope this finds everyone feeling smiley. </span></span><span class="m_-1090804270499196145gmaildefault"><span style="font-size:12pt;font-family:"Segoe UI Emoji",sans-serif;color:black">😀</span></span><u></u><u></u></p>
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<p class="MsoNormal"><span style="font-size:12pt;font-family:Verdana,sans-serif;color:black">A new-to-me client challenged me (hypothetically, of course) w<span class="m_-1090804270499196145gmaildefault">ith this puzzle, I am hoping you can help me with . . . </span></span><span style="font-size:12pt"><u></u><u></u></span></p>
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<p class="MsoNormal"><span style="font-size:12pt;font-family:Verdana,sans-serif;color:black">Client (C) has a wholly owned sub (S) that acts as an IP holding co. C has no paper chain between it and S, and asked me what documents it needs to have with S, apart
from a TM license with the right to sublicense. <span class="m_-1090804270499196145gmaildefault">Presume that it presently has NO docs that indicate C is the sole parent of S.</span></span><span style="font-size:12pt"><u></u><u></u></span></p>
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<p class="MsoNormal"><span style="font-size:12pt;font-family:Verdana,sans-serif;color:black">I have no idea<span class="m_-1090804270499196145gmaildefault"> what other types of docs we need</span>, and appreciate any guidance you can offer.</span><span style="font-size:12pt"><u></u><u></u></span></p>
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<p class="MsoNormal"><span style="font-size:12pt;font-family:Verdana,sans-serif;color:black">Thanks kindly.</span><span style="font-size:12pt"><u></u><u></u></span></p>
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<p class="MsoNormal"><span style="font-size:12pt;font-family:Verdana,sans-serif;color:black">I appreciate
<span class="m_-1090804270499196145gmaildefault">each of you, always (lurkers too!). :-)</span></span><span style="font-size:12pt"><u></u><u></u></span></p>
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<p class="MsoNormal"><span class="m_-1090804270499196145gmaildefault"><span style="font-size:12pt;font-family:Verdana,sans-serif;color:black">Warmly,</span></span><span style="font-size:12pt"><u></u><u></u></span></p>
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<p style="margin:0in 0in 0.0001pt"><b><span style="font-family:Verdana,sans-serif;color:rgb(56,118,29)">Please be aware the Brand Geek Office is practicing a 4-day work week and will be closed on Fridays. Thank you!</span></b><span style="font-family:Verdana,sans-serif"><u></u><u></u></span></p>
<p style="margin:0in 0in 0.0001pt"><span style="font-size:10pt;font-family:Verdana,sans-serif">Lara Pearson (she/her/hers)</span><span style="font-size:7.5pt;font-family:Verdana,sans-serif"> <span style="color:rgb(34,34,34)">[</span><a href="https://medium.com/gender-inclusivit/why-i-put-pronouns-on-my-email-signature-and-linkedin-profile-and-you-should-too-d3dc942c8743" target="_blank"><span style="color:rgb(17,85,204)">Why
pronouns</span></a>?<span style="color:rgb(34,34,34)">] (<a href="https://namedrop.io/larapearson" target="_blank">Hear how I say my name</a>)</span></span><span style="font-family:Verdana,sans-serif"><u></u><u></u></span></p>
<p style="margin:0in 0in 0.0001pt"><span style="font-size:7.5pt;font-family:Verdana,sans-serif;background:white">Law Office of Lara Pearson Ltd, PBC</span><span style="font-size:10pt;font-family:Verdana,sans-serif"><u></u><u></u></span></p>
<p style="margin:0in 0in 0.0001pt"><span style="font-size:7.5pt;font-family:Verdana,sans-serif;background:white">Leader, Brand Geek</span><span style="font-size:10pt;font-family:Verdana,sans-serif"><u></u><u></u></span></p>
<p style="margin:0in 0in 0.0001pt"><span style="font-size:7.5pt;font-family:Verdana,sans-serif">A Law Firm Run by and for Soulfulpreneurs<sup>SM</sup></span><u></u><u></u></p>
<p style="margin-right:0in;margin-bottom:12pt;margin-left:0in">
<span style="font-size:10pt;font-family:Verdana,sans-serif;color:black;background:white"><a href="mailto:Lara@BrandGeek.net" target="_blank">Lara@BrandGeek.net</a> | Ph: 775.833.1600 |</span><span style="font-size:10pt;font-family:Verdana,sans-serif;background:white"> <span style="color:rgb(17,85,204)"><a href="http://brandgeek.net/about/" target="_blank"><span style="color:rgb(17,85,204)">My
bio</span></a></span> </span><span style="font-size:10pt;font-family:Verdana,sans-serif"><u></u><u></u></span></p>
<p style="margin:0in 0in 0.0001pt"><span style="font-size:7.5pt;font-family:Verdana,sans-serif;background:white">This e-mail may contain information that is <b>privileged</b> or <b>confidential</b>. If you received this communication in error, please
immediately notify the sender and delete/destroy all copies of this correspondence. Thank you.</span><span style="font-size:10pt;font-family:Verdana,sans-serif"><u></u><u></u></span></p>
<p style="margin:0in 0in 0.0001pt"><span style="font-size:10pt;font-family:Verdana,sans-serif"><u></u> <u></u></span></p>
<p style="margin:0in 0in 0.0001pt"><b><span style="font-size:7.5pt;font-family:Verdana,sans-serif;color:rgb(0,102,0);background:white">Protecting the Brands that are Changing the World®</span></b><span style="font-size:10pt;font-family:Verdana,sans-serif"><u></u><u></u></span></p>
<p style="margin:0in 0in 0.0001pt"><b><span style="font-size:7.5pt;font-family:Verdana,sans-serif;color:rgb(0,102,0);background:white">Protecting the Businesses that are Changing the World®<br>
Protecting the Brands of Soulfulpreneurs</span></b><b><span style="font-size:10pt;font-family:Verdana,sans-serif;color:rgb(0,102,0);background:white">®</span></b><span style="font-size:10pt;font-family:Verdana,sans-serif"><u></u><u></u></span></p>
<p style="margin:0in 0in 0.0001pt"><span style="font-size:10pt;font-family:Verdana,sans-serif"><u></u> <u></u></span></p>
<p style="margin:0in 0in 0.0001pt"><b><span style="font-size:7.5pt;font-family:Verdana,sans-serif;color:rgb(0,153,0);background:white">Leading the way, we belong to: 1% for the Planet (since January 2006), Certified B Corporation (since February 2008)
& American Sustainable Business Network (formerly SVN) (since January 2009).</span></b><span style="font-size:10pt;font-family:Verdana,sans-serif"><u></u><u></u></span></p>
<p style="margin:0in 0in 0.0001pt"><span style="font-size:10pt;font-family:Verdana,sans-serif"><u></u> <u></u></span></p>
<p style="margin-right:0in;margin-bottom:12pt;margin-left:0in">
<b><span style="font-size:7.5pt;font-family:Verdana,sans-serif;color:rgb(0,153,0);background:white">Save the planet! Please don't print.</span></b><span style="font-size:10pt;font-family:Verdana,sans-serif"><u></u><u></u></span></p>
<p style="margin:0in 0in 0.0001pt"><b><span style="font-size:7.5pt;font-family:Verdana,sans-serif;color:black;background:white">I humbly acknowledge that this email is being sent from the unceded traditional lands of the first people of Lake Tahoe,
the Washoe or Wašišiw ("people from here," sometimes translated as Wa She Shu) of the Great Basin, past, present, and future. I honor with gratitude this sacred land itself and the
<a href="https://washoetribe.us/" target="_blank">Washoe Tribe</a>.</span></b><u></u><u></u></p>
<p align="center" style="margin:0in 0in 0.0001pt;text-align:center"><b><span style="font-size:7.5pt;font-family:Verdana,sans-serif;color:black;background:white"><img border="0" width="82" height="96" style="width: 0.8541in; height: 1in;" id="m_-1090804270499196145_x0000_i1026" src="https://ci3.googleusercontent.com/mail-sig/AIorK4y4Iv_kGzA33LVGak2vMhpl9pJRxSsauquJ4IauN3cCjPL9RMrW0WOjQAJU4eQui-VHV5Wu9jk"></span></b><u></u><u></u></p>
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