<div dir="ltr"><div class="gmail_default" style="font-size:small"><font face="georgia, serif">There is another way to read the Trademark Examining Attorney stating that they \u201ccannot recommend that applicant amend the application to proceed \u2026 on the Supplemental Register as possible response options to this refusal,\u201d and that is that amending to the Supplemental Register is only possible when the application for registration is currently based on use.</font></div><div class="gmail_default" style="font-size:small"><font face="georgia, serif"><br></font></div><div class="gmail_default" style="font-size:small"><font face="georgia, serif">If no proof of use has been provided (and accepted), then the Supplemental Register is not currently an option.</font></div><div class="gmail_default" style="font-size:small"><font face="georgia, serif"><br></font></div><div class="gmail_default" style="font-size:small"><font face="georgia, serif"><a href="https://tmep.uspto.gov/RDMS/TMEP/current#/current/TMEP-800d1e2649.html">https://tmep.uspto.gov/RDMS/TMEP/current#/current/TMEP-800d1e2649.html</a><br></font></div><div><div dir="ltr" class="gmail_signature" data-smartmail="gmail_signature"><div dir="ltr"><div><div dir="ltr"><div><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div dir="ltr"><div><span style="font-family:georgia,serif"><br></span></div><div><font face="georgia, serif" size="2">Sincerely,</font></div><div><font face="georgia, serif" size="2"><br></font></div><div><div style="font-size:small"><font face="georgia, serif" size="2">Ed Timberlake </font></div><div style="font-size:small"><font face="georgia, serif" size="2"><i><a href="https://www.nclawspecialists.gov/for-the-public/find-a-board-certified-specialist/results/detail/?id=29473" target="_blank">Board Certified Specialist in Trademark Law</a></i></font></div><div style="font-size:small"><font face="georgia, serif" size="2"><br></font></div><div style="font-size:small"><div style="font-family:georgia,serif"><a href="http://timberlakelaw.com/" target="_blank"><b>Timberlake Law</b></a></div><div style="font-family:georgia,serif">Chapel Hill, NC<br></div><div style="font-family:georgia,serif"><br></div><div style="font-family:georgia,serif"><a href="https://clarity.fm/edtimberlake" target="_blank">Schedule a call on Clarity</a><br></div><div style="font-family:georgia,serif"><a href="mailto:ed@timberlakelaw.com" target="_blank">ed@timberlakelaw.com</a><br></div><div style="font-family:georgia,serif">919.960.1950<br></div></div></div><div><br></div><div><img width="96" height="96" src="https://ci3.googleusercontent.com/mail-sig/AIorK4zUm0zjuSoSf91b85RXakFjrbAqMcNkJek2_S8VO9eHNz9mDAX5u3RBN0aEhVODltVLqRN-NYsDzt7A"><br></div><div><br></div><div><br></div><div><br></div><div><br></div></div></div></div></div></div></div></div></div></div></div></div></div></div></div></div></div></div></div></div></div></div></div></div><br></div><br><div class="gmail_quote"><div dir="ltr" class="gmail_attr">On Tue, Oct 22, 2024 at 10:52\u202fAM Laura Geyer <<a href="mailto:lgeyer@ndgallilaw.com">lgeyer@ndgallilaw.com</a>> wrote:<br></div><blockquote class="gmail_quote" style="margin:0px 0px 0px 0.8ex;border-left:1px solid rgb(204,204,204);padding-left:1ex"><div class="msg-5067408548694051991">
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<p class="MsoNormal">Dear Alex:<u></u><u></u></p>
<p class="MsoNormal"><u></u> <u></u></p>
<p class="MsoNormal">Much appreciated! I wish I could say I were a junior attorney first looking at this issue from this angle, hechk, I\u2019ve even written an article recently about the
<a href="https://ndgallilaw.com/2024/08/27/supplemental-registration-whats-the-point/" target="_blank">
slightly pointless no-man's land that is the SR</a> (\u201cSupplemental Registration: What\u2019s the Point?\u201d) .
<u></u><u></u></p>
<p class="MsoNormal"><u></u> <u></u></p>
<p class="MsoNormal">What threw me was something I genuinely hadn\u2019t seen once in the 25 years of doing this. Not just a genericy advisory (seen some of those despite best efforts to get clients to
<i>pick actual trademarks please</i> for the love of G-d) but a further \u201csort of\u201d pre-finding of genericy\u201d in the \u201cdon\u2019t even try that\u201d about attempting amendment to the SR. There\u2019s not really a different way to read the Examiner\u2019s addition about how that because
of the genericy possibility, they \u201c<b>cannot recommend that applicant amend the application to proceed \u2026 on the Supplemental Register as possible response options to this refusal\u201d.
</b>That is a backhanded warning that the genericy issue has already been worked out when, as you say, there\u2019s actually no reason to touch it substantively.<b>
<u></u><u></u></b></p>
<p class="MsoNormal"><b><u></u> <u></u></b></p>
<p class="MsoNormal">I will hypothetically advise the client that this is officially a roll the dice situation with possibly slightly weighted dice. It may be that by the time the amendments are filed and the dust settles, they may overcome that issue. Or they
may crap out with a 2.<u></u><u></u></p>
<p class="MsoNormal"><u></u> <u></u></p>
<p class="MsoNormal">Kindly,<u></u><u></u></p>
<p class="MsoNormal">Laura<u></u><u></u></p>
<p class="MsoNormal"><u></u> <u></u></p>
<div>
<p class="MsoNormal"><b><span style="color:rgb(23,78,134)">Laura Talley Geyer</span></b><span style="color:rgb(51,51,51)"> |
</span><b><span style="color:rgb(102,102,102)">Of Counsel</span></b><span style="color:black">
</span><span style="font-size:11pt;color:black"><u></u><u></u></span></p>
<p class="MsoNormal"><b><span style="color:rgb(23,78,134)"><u></u> <u></u></span></b></p>
<p class="MsoNormal"><b><span style="color:rgb(23,78,134)">ND Galli Law LLC</span></b><span style="color:black"><u></u><u></u></span></p>
<p class="MsoNormal"><span>1200 G Street, N.W., Ste 800<u></u><u></u></span></p>
<p class="MsoNormal"><span>Washington, DC 20005<u></u><u></u></span></p>
<p class="MsoNormal"><span>Tel: (202) 599-9019 (direct)<u></u><u></u></span></p>
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<p class="MsoNormal"><u></u> <u></u></p>
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<div style="border-right:none;border-bottom:none;border-left:none;border-top:1pt solid rgb(225,225,225);padding:3pt 0in 0in">
<p class="MsoNormal"><b><span style="font-size:11pt;font-family:Calibri,sans-serif">From:</span></b><span style="font-size:11pt;font-family:Calibri,sans-serif"> Alex Butterman <<a href="mailto:abutterman@dbllawyers.com" target="_blank">abutterman@dbllawyers.com</a>>
<br>
<b>Sent:</b> Tuesday, October 22, 2024 1:43 AM<br>
<b>To:</b> For trademark practitioners. This is not for laypersons to seek legal advice. <<a href="mailto:e-trademarks@oppedahl-lists.com" target="_blank">e-trademarks@oppedahl-lists.com</a>><br>
<b>Cc:</b> Laura Geyer <<a href="mailto:lgeyer@ndgallilaw.com" target="_blank">lgeyer@ndgallilaw.com</a>>; Edward Timberlake <<a href="mailto:ed@timberlakelaw.com" target="_blank">ed@timberlakelaw.com</a>><br>
<b>Subject:</b> RE: [EXT] [E-trademarks] Must a genericy refusal be finalized?<u></u><u></u></span></p>
</div>
</div>
<p class="MsoNormal"><u></u> <u></u></p>
<p class="MsoNormal" style="margin-bottom:12pt"><b><span style="color:rgb(204,0,0)">EXTERNAL EMAIL</span></b><u></u><u></u></p>
<div>
<p class="MsoNormal"><span style="font-size:11pt;font-family:Arial,sans-serif;color:rgb(14,40,65)">Laura:<u></u><u></u></span></p>
<p class="MsoNormal"><span style="font-size:11pt;font-family:Arial,sans-serif;color:rgb(14,40,65)"><u></u> <u></u></span></p>
<p class="MsoNormal"><span style="font-size:11pt;font-family:Arial,sans-serif;color:rgb(14,40,65)">I agree with you that this \u201cgenericy\u201d determination is one of the most unintuitive, complicated processes in application examination that I have experienced, and
I have regularly seen experienced TM attorneys and inexperienced TM examiners (including myself) get this wrong. I am not sure how this process developed, i.e. if it is a matter of statutory interpretation or based upon the particular language of the Lanham
Act, but the TMEP explains the examination procedure at Section 1209.02(a) (\u201cThe examining attorney must not initially issue a refusal in an application for registration on the Principal Register on the ground that a mark is a generic name for the goods or
services, <b><i>unless the applicant asserted that the mark has acquired distinctiveness under §2(f) in the application itself</i></b>.\u201d)<u></u><u></u></span></p>
<p class="MsoNormal"><span style="font-size:11pt;font-family:Arial,sans-serif;color:rgb(14,40,65)"><u></u> <u></u></span></p>
<p class="MsoNormal"><span style="font-size:11pt;font-family:Arial,sans-serif;color:rgb(14,40,65)">Essentially, the determination of the examiner as to whether or not a mark is generic boils down to the determination of whether or not
<b>the mark can acquire distinctiveness</b>. And the definition of a mark on the Supplemental Register is a mark \u201c<i>capable</i> of acquiring distinctiveness.\u201d The Supplemental Register is effectively a holding pattern for a mark in \u201cno man\u2019s land\u201d because
the mark is technically not sufficiently distinctive to be considered an enforceable mark, but the mark could be on its way there. Consequently, a genericy determination cannot be made until the applicant either requests registration on the Supplemental Register
or claims 2(f). So as you note, this becomes approximately a 4-plus step process if the application is based upon ITU and a 3-step process if based upon use: 1) descriptiveness refusal; 2) allegation of use and SR registration amendment (or just SR amendment
if already in use); 3) initial refusal of the SR amendment or 2(f) claim; 4) final refusal of the SR or 2(f) amendment. The 2(f) amending process can even extend across several office actions if the refusals initially argue the particular level of evidence
required to claim 2(f) for the particular mark. There may also be times when this determination is made in the ITU context, such as an application based upon Section 44e which can also be amended to the SR.
<u></u><u></u></span></p>
<p class="MsoNormal"><span style="font-size:11pt;font-family:Arial,sans-serif;color:rgb(14,40,65)"><u></u> <u></u></span></p>
<p class="MsoNormal"><span style="font-size:11pt;font-family:Arial,sans-serif;color:rgb(14,40,65)">Therefore, the fastest way to force this issue in examination is to seek SR registration or claim 2(f) and it probably is most cost effective to do so with minimal
argument after the descriptiveness refusal has initially been argued. Then, once the examiner contends that SR and 2(f) registration are not available because the mark is allegedly generic, all resources can be devoted to arguing that the mark is capable of
or has actually acquired distinctiveness. This is why this process is probably better suited to marks which have been in use and need to better protect the use rights that have accrued. If the mark has not yet been in use, the genericy determination seems
less impactful because the applicant has less invested in the mark and may be content knowing that the applicant cannot be prevented from using the term even though it cannot be considered a mark and the applicant cannot exclude others from use of the term.
<u></u><u></u></span></p>
<p class="MsoNormal"><span style="font-size:11pt;font-family:Arial,sans-serif;color:rgb(14,40,65)"><u></u> <u></u></span></p>
<p class="MsoNormal"><span style="font-size:11pt;font-family:Arial,sans-serif;color:rgb(14,40,65)">I got this wrong in one of the first cases I examined which I refused because of descriptiveness and which ended up being the only refusal I had to defend on appeal.
My mistake was initially issuing the genericy warning which set the tone and substance of subsequent arguments to be whether or not the mark was generic. Then, when it came time to defend the refusal, my mentor had explained that the genericy issue was not
yet ripe because the applicant had not sought an SR registration. So the appeal proceeded with me needing only to defend that the mark was merely descriptive, which it clearly was. I keep seeing examiners make this same error. This was the reason why a couple
of years ago, I prosecuted an application that received about six office actions arguing whether a 2(f) or SR registration could issue and when the 4<sup>th</sup> OA was declared \u201cfinal,\u201d it really was not. We finally registered the mark with a lot of it being
disclaimed and the appeal we initiated was dropped by a new examiner being reassigned to the case and reconsidering the refusal. <u></u><u></u></span></p>
<p class="MsoNormal"><span style="font-size:11pt;font-family:Arial,sans-serif;color:rgb(14,40,65)"><u></u> <u></u></span></p>
<p class="MsoNormal"><span style="font-size:11pt;font-family:Arial,sans-serif;color:rgb(14,40,65)">I guess this is a long non-answer and commiseration.
<u></u><u></u></span></p>
<p class="MsoNormal"><span style="font-size:11pt;font-family:Arial,sans-serif;color:rgb(14,40,65)"><u></u> <u></u></span></p>
<p class="MsoNormal"><span style="font-size:11pt;font-family:Arial,sans-serif;color:rgb(14,40,65)"><u></u> <u></u></span></p>
<div>
<p class="MsoNormal"><b><span style="font-family:Arial,sans-serif;color:black">Alex Butterman<u></u><u></u></span></b></p>
<p class="MsoNormal"><span style="font-family:Arial,sans-serif;color:black">Partner<b>
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<p class="MsoNormal"><span style="font-size:11pt;font-family:Arial,sans-serif;color:rgb(14,40,65)"><u></u> <u></u></span></p>
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<div style="border-right:none;border-bottom:none;border-left:none;border-top:1pt solid rgb(225,225,225);padding:3pt 0in 0in">
<p class="MsoNormal"><b><span style="font-size:11pt;font-family:Calibri,sans-serif">From:</span></b><span style="font-size:11pt;font-family:Calibri,sans-serif"> E-trademarks <<a href="mailto:e-trademarks-bounces@oppedahl-lists.com" target="_blank">e-trademarks-bounces@oppedahl-lists.com</a>>
<b>On Behalf Of </b>Laura Geyer via E-trademarks<br>
<b>Sent:</b> Monday, October 21, 2024 12:34 PM<br>
<b>To:</b> For trademark practitioners. This is not for laypersons to seek legal advice. <<a href="mailto:e-trademarks@oppedahl-lists.com" target="_blank">e-trademarks@oppedahl-lists.com</a>><br>
<b>Cc:</b> Laura Geyer <<a href="mailto:lgeyer@ndgallilaw.com" target="_blank">lgeyer@ndgallilaw.com</a>><br>
<b>Subject:</b> [EXT] [E-trademarks] Must a genericy refusal be finalized?<u></u><u></u></span></p>
</div>
</div>
<p class="MsoNormal"><u></u> <u></u></p>
<p class="MsoNormal">Honored colleagues:<u></u><u></u></p>
<p class="MsoNormal"><u></u> <u></u></p>
<p class="MsoNormal">So, let\u2019s say hypothetically one had a final refusal to register based on mere descriptiveness. However, that refusal also added a genericy* \u201cadvisory\u201d concluding that \u201c\u2026 the trademark examining attorney
<b>cannot recommend that applicant amend the application to proceed \u2026 on the Supplemental Register as possible response options to this refusal</b>.\u201d<u></u><u></u></p>
<p class="MsoNormal"><u></u> <u></u></p>
<p class="MsoNormal">Setting aside the mere decriptiveness issue, it appears (based on the hypothetical clarification that one might have requested prior to throwing away client $$ on a response, an AAU, and lawyer time for that stuff) that although refusal
based on genericy is one based on overlapping but ultimately different grounds, there is no need to make that determination final. That builds a grenade into an OA -- the only way to find out whether the mark will be ultimately refused as generic is to pull
the pin and file the AAU (blowing the filing fee and lawyer time to do that) and only at that point will the mystery be revealed either in an approval or the kablooey of a new final refusal. This seems absurd. Why is a genericy refusal not (like any ground
for refusal) one that must be made final with other grounds for refusal in such an OA, since there is no need for the evidence of use to be examined in order to make that ruling?<u></u><u></u></p>
<p class="MsoNormal"><u></u> <u></u></p>
<p class="MsoNormal">And if the grenade is indeed correctly included, what\u2019s the betting on ultimate chances of refusal? 95%? 85% 75%?
<u></u><u></u></p>
<p class="MsoNormal"><u></u> <u></u></p>
<p class="MsoNormal">*[I will persist in using this term \u2013 with apologies to Gilbert and Sullivan]
<u></u><u></u></p>
<p class="MsoNormal"><u></u> <u></u></p>
<p class="MsoNormal"><i>\u201cGenericy, genericy\u201d<u></u><u></u></i></p>
<p class="MsoNormal"><i>The OED cries \u201cheresy\u201d<u></u><u></u></i></p>
<p class="MsoNormal"><i>But other terms are awkward, see<u></u><u></u></i></p>
<p class="MsoNormal"><i>So let\u2019s all use \u201cgenericy\u201d<u></u><u></u></i></p>
<p class="MsoNormal"><u></u> <u></u></p>
<div>
<p class="MsoNormal"><b><span style="color:rgb(23,78,134)">Laura Talley Geyer</span></b><span style="color:rgb(51,51,51)"> |
</span><b><span style="color:rgb(102,102,102)">Of Counsel</span></b><span style="color:black">
</span><span style="font-size:11pt;color:black"><u></u><u></u></span></p>
<p class="MsoNormal"><b><span style="color:rgb(23,78,134)"><u></u> <u></u></span></b></p>
<p class="MsoNormal"><b><span style="color:rgb(23,78,134)">ND Galli Law LLC</span></b><span style="color:black"><u></u><u></u></span></p>
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