<div dir="ltr"><div>Scott's 60% affirm rate isn't the whole story.  Some years ago (like 15) I asked for ALL the statistics by Freedom of Information Act.   When you add up --</div><div>      -- reverse on pre-appeal</div><div>      -- examiner can't write an Examiner's Answer and gives up</div><div>      -- Board reverses</div><div>the <b>win</b> rate is 70-80%   The Board affirms only about 20% of appealed issues.</div><div><br></div><div>This varies a lot by technology and issue.  For example, the affirm rate for Â§Â 101
<i>




 Alice</i> issues is much higher than for Â§Â 112 and Â§Â 102/103</div><div><br></div><div><br>





</div></div><br><div class="gmail_quote"><div dir="ltr" class="gmail_attr">On Tue, Dec 5, 2023 at 9:50 PM Scott Nielson via Patentpractice <<a href="mailto:patentpractice@oppedahl-lists.com">patentpractice@oppedahl-lists.com</a>> wrote:<br></div><blockquote class="gmail_quote" style="margin:0px 0px 0px 0.8ex;border-left:1px solid rgb(204,204,204);padding-left:1ex"><div class="msg437023934041876327">




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Regarding PTAB stats, this <a href="https://www.uspto.gov/patents/ptab/statistics" title="https://www.uspto.gov/patents/ptab/statistics" target="_blank">
page</a> has what you are looking for. In FY <a href="https://www.uspto.gov/sites/default/files/documents/fy23_appeal_receipts_and_dispositions_september2023_.pdf" title="https://www.uspto.gov/sites/default/files/documents/fy23_appeal_receipts_and_dispositions_september2023_.pdf" target="_blank">
2023</a> (just ended in Sept), the PTAB affirmed the examiner 58.3% of the time, affirmed-in-part 9.1% of the time, and reversed 31.9% of the time.</div>
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I file a lot of appeals and I've had good luck. However, I just lost one the other day where the PTAB rehabilitated the examiner's lousy rejections (complete with new grounds of rejection for some of the dependent claims I thought we would for sure win on).
 It goes to show that there is always an element of uncertainty when you go to the Board. </div>
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<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt"><span style="font-family:"Aptos Serif",Aptos_EmbeddedFont,Aptos_MSFontService,serif;color:rgb(31,56,100)"><b>Scott Nielson</b></span></p>
<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt"><span style="font-family:"Aptos Serif",Aptos_EmbeddedFont,Aptos_MSFontService,serif;color:black">801-660-4400</span></p>
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<div id="m_-3321099755964758461divRplyFwdMsg" dir="ltr"><span style="font-family:Calibri,sans-serif;font-size:11pt;color:rgb(0,0,0)"><b>From:</b> Patentpractice <<a href="mailto:patentpractice-bounces@oppedahl-lists.com" target="_blank">patentpractice-bounces@oppedahl-lists.com</a>> on behalf of Katherine Koenig via Patentpractice <<a href="mailto:patentpractice@oppedahl-lists.com" target="_blank">patentpractice@oppedahl-lists.com</a>><br>
<b>Sent:</b> Tuesday, December 5, 2023 6:42 PM<br>
<b>To:</b> <a href="mailto:patentpractice@oppedahl-lists.com" target="_blank">patentpractice@oppedahl-lists.com</a> <<a href="mailto:patentpractice@oppedahl-lists.com" target="_blank">patentpractice@oppedahl-lists.com</a>><br>
<b>Cc:</b> Katherine Koenig <<a href="mailto:katherine@koenigipworks.com" target="_blank">katherine@koenigipworks.com</a>><br>
<b>Subject:</b> [Patentpractice] New Examiner?</span>
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<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt">Hi everyone,</p>
<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt"> </p>
<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt">I’m prosecuting a US-inbound case for a mechanical product.  I’ve had a terrible go with the Examiner, who appears to be steered by his SPE’s opinion about the case.  According to PatentBots,
 the Examiner has a 64% 3-year grant rate (slightly lower than his art unit) and his SPE has a
<b><u>0%</u> </b>3-year grant rate (slightly lower than [insert villain here]).  The client is an FA, and he and his client are both really hoping for a better chance of patentability.</p>
<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt"> </p>
<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt">My understanding is that there’s no way to request a different Examiner, and even DIVs, CONs, and CIPs are likely to be assigned to the same Examiner.  The only way to get a different
 Examiner is to present claims that would move the application to a different art unit.  Is this correct?  I hope someone has a magic strategy that I don’t know about!</p>
<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt"> </p>
<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt">Statistically, does the PTAB uphold a rejection more often than it reverses?  Any input or suggestions would be welcome, thank you!</p>
<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt"> </p>
<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt"><span style="font-family:Corbel,sans-serif;font-size:12pt;color:black">Best regards,</span></p>
<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt"><span style="font-family:Corbel,sans-serif;font-size:12pt;color:black"> </span></p>
<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt"><span style="font-family:Corbel,sans-serif;font-size:12pt;color:black">Katherine</span></p>
<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt"><span style="font-family:Corbel,sans-serif;font-size:12pt;color:black"> </span></p>
<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt"><span style="font-family:Corbel,sans-serif;font-size:12pt;color:black">Dr. Katherine Koenig</span></p>
<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt"><span style="font-family:Corbel,sans-serif;font-size:12pt;color:black"><i>Registered Patent Attorney</i></span></p>
<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt"><span style="font-family:Corbel,sans-serif;font-size:12pt;color:black">Koenig IP Works, PLLC</span></p>
<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt"><span style="font-family:Corbel,sans-serif;font-size:12pt;color:black">2208 Mariner Dr.</span></p>
<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt"><span style="font-family:Corbel,sans-serif;font-size:12pt;color:black">Fort Lauderdale, FL 33316</span></p>
<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt"><span style="font-family:Corbel,sans-serif;font-size:12pt;color:black">(954) 903-1699</span></p>
<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt"><span style="font-family:Corbel,sans-serif;font-size:12pt;color:blue"><a href="mailto:katherine@koenigipworks.com" id="m_-3321099755964758461OWA21f6249c-ecae-554e-267c-40687384ee71" style="margin-top:0px;margin-bottom:0px;color:blue" target="_blank">katherine@koenigipworks.com</a></span></p>
<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt"><span style="font-family:Corbel,sans-serif;font-size:12pt;color:black"> </span></p>
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<p style="margin:0in;font-family:Calibri,sans-serif;font-size:11pt"><span style="font-family:Candara,sans-serif;font-size:9pt;color:black"><i>Targeted Intellectual Property Strategy</i></span></p>
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