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<font face="Helvetica, Arial, sans-serif">Randall,<br>
<br>
Thank you - I never noticed that second part in the CFR. I
guess I am wrong.<br>
<br>
</font>
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</style><span class="c1"><strong>Richard Straussman</strong></span><span
class="c3"><span class="c2"><strong><br>
</strong></span> </span><strong><span class="c4">Senior
Counsel</span><span class="c5"><strong><br>
</strong></span> <span class="c6">Registered Patent Attorney</span><span
class="c5"><br>
</span></strong> <span class="c6">Member NY, NJ & CT Bars</span><span
class="c5"><br>
</span> <span class="c7"><strong>. . . . . . . . . . . . . .</strong></span>
<span class="c8"></span> <span class="c5"><br>
</span> <span class="c9"><strong>Weitzman Law Offices, LLC</strong></span><span
class="c16"><span class="c5"><br>
</span> <span class="c9"><strong>Intellectual Property Law</strong></span><span
class="c9"><br>
</span> <span class="c4">425 Eagle Rock Avenue, Suite 401
(PLEASE NOTE THE SUITE CHANGE)</span><span class="c5"><br>
</span> <span class="c4">Roseland, NJ 07068</span><span
class="c11"><br>
</span> <span class="c12"><strong>direct line</strong></span> <span
class="c6">973.403.9943<br>
</span> <span class="c12"><strong>main</strong></span> <span
class="c6">973.403.9940<br>
</span> <span class="c12"><strong>fax</strong></span><span
class="c12"></span> <span class="c6">973.403.9944</span><span
class="c11"><br>
</span> <span class="c12"><strong>e-mail</strong></span><span
class="c6"></span> <span class="c13"><a class="moz-txt-link-abbreviated" href="mailto:rstraussman@weitzmanip.com">rstraussman@weitzmanip.com</a></span><span
class="c11"><br>
<br>
</span> <span class="c14"><strong><a
href="http://www.weitzmanip.com/"
class="moz-txt-link-freetext">http://www.weitzmanip.com</a><br>
</strong></span> <span class="c15"><br>
</span><br>
<br>
<br>
</span>
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<div class="moz-cite-prefix">On 5/21/2024 1:21 PM, Randall Svihla
wrote:<br>
</div>
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<div class="WordSection1">
<p class="MsoNormal"><font size="2" face="Arial"><span
style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun
Gothic";mso-bidi-font-family:"Times New
Roman"">Hi, Richard<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span
style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun
Gothic";mso-bidi-font-family:"Times New
Roman""><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span
style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun
Gothic";mso-bidi-font-family:"Times New
Roman"">Where do you get the idea that you do not
need to file a copy of the declaration from the parent
application in a continuation application?<span
style="mso-spacerun:yes">
</span>I find it hard to believe you have never filed one
and have now for the first time received a
<span class="SpellE">NTFMP</span> requiring one.<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span
style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun
Gothic";mso-bidi-font-family:"Times New
Roman""><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span
style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun
Gothic";mso-bidi-font-family:"Times New
Roman"">The USPTO's Utility Patent Application
Transmittal (form PTO/AIA/15) includes this section:<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span
style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun
Gothic";mso-bidi-font-family:"Times New
Roman""><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span
style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun
Gothic";mso-bidi-font-family:"Times New
Roman";mso-no-proof:yes"><img id="Picture_x0020_1"
src="cid:part1.0urvr00J.VZznblHf@weitzmanip.com"
class="" width="453" height="111"></span></font><font
face="Arial"><span
style="font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun
Gothic";mso-bidi-font-family:"Times New
Roman""><o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span
style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun
Gothic";mso-bidi-font-family:"Times New
Roman""><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span
style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun
Gothic";mso-bidi-font-family:"Times New
Roman"">See 37 CFR 1.63(d), which states as follows:<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span
style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun
Gothic";mso-bidi-font-family:"Times New
Roman""><o:p> </o:p></span></font></p>
<p class="psection-1"
style="mso-margin-top-alt:7.5pt;margin-right:0in;margin-bottom:7.5pt;margin-left:0in;background:white"><span
class="enumxml"><b><font size="3" face="Open Sans"
color="#333333"><span
style="font-size:12.0pt;font-family:"Open
Sans",sans-serif;color:#333333;font-weight:bold">(d)</span></font></b></span><font
size="3" face="Open Sans" color="#333333"><span
style="font-size:12.0pt;font-family:"Open
Sans",sans-serif;color:#333333"><o:p></o:p></span></font></p>
<p class="psection-2"
style="mso-margin-top-alt:0in;margin-right:0in;margin-bottom:7.5pt;margin-left:12.0pt;background:white;box-sizing:
border-box;font-variant-ligatures: normal;font-variant-caps:
normal;orphans: 2;text-align:start;widows:
2;-webkit-text-stroke-width: 0px;text-decoration-thickness:
initial;text-decoration-style: initial;text-decoration-color:
initial;word-spacing:0px">
<span class="enumxml"><b><font size="3" face="Open Sans"
color="#333333"><span
style="font-size:12.0pt;font-family:"Open
Sans",sans-serif;color:#333333;font-weight:bold">(1)</span></font></b></span><font
size="3" face="Open Sans" color="#333333"><span
style="font-size:12.0pt;font-family:"Open
Sans",sans-serif;color:#333333"> A newly executed
oath or declaration under <a
href="https://www.law.cornell.edu/cfr/text/37/1.63"
moz-do-not-send="true"><font color="#001c72"><span
style="color:#001C72;text-decoration:none;text-underline:none">§
1.63</span></font></a>, or substitute statement
under <a
href="https://www.law.cornell.edu/cfr/text/37/1.64"
moz-do-not-send="true"><font color="#001c72"><span
style="color:#001C72;text-decoration:none;text-underline:none">§
1.64</span></font></a>, is not required under <a
href="https://www.law.cornell.edu/cfr/text/37/1.51#b_2"
moz-do-not-send="true"><font color="#001c72"><span
style="color:#001C72;text-decoration:none;text-underline:none">§§
1.51(b)(2)</span></font></a> and 1.53(f), or under <a
href="https://www.law.cornell.edu/cfr/text/37/1.497"
moz-do-not-send="true"><font color="#001c72"><span
style="color:#001C72;text-decoration:none;text-underline:none">§§
1.497</span></font></a> and 1.1021(d), for an
inventor in a continuing application that claims the
benefit under <a
href="https://www.law.cornell.edu/uscode/text/35"
moz-do-not-send="true"><font color="#001c72"><span
style="color:#001C72;text-decoration:none;text-underline:none">35</span></font></a> U.S.C. <a
href="https://www.law.cornell.edu/uscode/text/35/120"
moz-do-not-send="true"><font color="#001c72"><span
style="color:#001C72;text-decoration:none;text-underline:none">120</span></font></a>, <a
href="https://www.law.cornell.edu/uscode/text/35/121"
moz-do-not-send="true"><font color="#001c72"><span
style="color:#001C72;text-decoration:none;text-underline:none">121</span></font></a>, <a
href="https://www.law.cornell.edu/uscode/text/35/365#c"
moz-do-not-send="true"><font color="#001c72"><span
style="color:#001C72;text-decoration:none;text-underline:none">365(c)</span></font></a>,
or <a
href="https://www.law.cornell.edu/uscode/text/35/386#c"
moz-do-not-send="true"><font color="#001c72"><span
style="color:#001C72;text-decoration:none;text-underline:none">386(c)</span></font></a> in
compliance with § 1.78 of an earlier-filed application,
provided that an oath or declaration in compliance with
this section, or substitute statement under § 1.64, was
executed by or with respect to such inventor and was filed
in the earlier-filed application,
<u>and a copy of such oath, declaration, or substitute
statement showing the signature or an indication thereon
that it was executed, is submitted in the continuing
application</u>.<o:p></o:p></span></font></p>
<p class="psection-2"
style="mso-margin-top-alt:0in;margin-right:0in;margin-bottom:7.5pt;margin-left:12.0pt;background:white;box-sizing:
border-box;font-variant-ligatures: normal;font-variant-caps:
normal;orphans: 2;text-align:start;widows:
2;-webkit-text-stroke-width: 0px;text-decoration-thickness:
initial;text-decoration-style: initial;text-decoration-color:
initial;word-spacing:0px">
<span class="enumxml"><b><font size="3" face="Open Sans"
color="#333333"><span
style="font-size:12.0pt;font-family:"Open
Sans",sans-serif;color:#333333;font-weight:bold">(2)</span></font></b></span><font
size="3" face="Open Sans" color="#333333"><span
style="font-size:12.0pt;font-family:"Open
Sans",sans-serif;color:#333333"> The inventorship of
a continuing application filed under <a
href="https://www.law.cornell.edu/uscode/text/35/111"
moz-do-not-send="true"><font color="#001c72"><span
style="color:#001C72;text-decoration:none;text-underline:none">35
U.S.C. 111(a)</span></font></a> is the inventor or
joint inventors specified in the application data sheet
filed before or concurrently with the copy of the
inventor's oath or declaration from the earlier-filed
application. If an application data sheet is not filed
before or concurrently with the copy of the inventor's
oath or declaration from the earlier-filed application,
the inventorship is the inventorship set forth in the copy
of the inventor's oath or declaration from the
earlier-filed application, unless it is accompanied by a
statement signed pursuant to § 1.33(b) stating the name of
each inventor in the continuing application.<o:p></o:p></span></font></p>
<p class="psection-2"
style="mso-margin-top-alt:0in;margin-right:0in;margin-bottom:7.5pt;margin-left:12.0pt;background:white;box-sizing:
border-box;font-variant-ligatures: normal;font-variant-caps:
normal;orphans: 2;text-align:start;widows:
2;-webkit-text-stroke-width: 0px;text-decoration-thickness:
initial;text-decoration-style: initial;text-decoration-color:
initial;word-spacing:0px">
<span class="enumxml"><b><font size="3" face="Open Sans"
color="#333333"><span
style="font-size:12.0pt;font-family:"Open
Sans",sans-serif;color:#333333;font-weight:bold">(3)</span></font></b></span><font
size="3" face="Open Sans" color="#333333"><span
style="font-size:12.0pt;font-family:"Open
Sans",sans-serif;color:#333333"> Any new joint
inventor named in the continuing application must provide
an oath or declaration in compliance with this section,
except as provided for in <a
href="https://www.law.cornell.edu/cfr/text/37/1.64"
moz-do-not-send="true"><font color="#001c72"><span
style="color:#001C72;text-decoration:none;text-underline:none">§
1.64</span></font></a>.<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span
style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun
Gothic";mso-bidi-font-family:"Times New
Roman""><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span
style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun
Gothic";mso-bidi-font-family:"Times New
Roman"">Best regards,<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span
style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun
Gothic";mso-bidi-font-family:"Times New
Roman""><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span
style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun
Gothic";mso-bidi-font-family:"Times New
Roman"">Randall S. Svihla<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span
style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun
Gothic";mso-bidi-font-family:"Times New
Roman"">NSIP Law<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span
style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun
Gothic";mso-bidi-font-family:"Times New
Roman"">Washington, D.C.<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span
style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun
Gothic";mso-bidi-font-family:"Times New
Roman""><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span
style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun
Gothic";mso-bidi-font-family:"Times New
Roman""><o:p> </o:p></span></font></p>
<div>
<div style="border:none;border-top:solid #E1E1E1
1.0pt;padding:3.0pt 0in 0in 0in">
<p class="MsoNormal"><b><font size="2" face="Calibri"><span
style="font-size:11.0pt;mso-fareast-font-family:"Times New
Roman";font-weight:bold">From:</span></font></b><span
style="mso-fareast-font-family:"Times New
Roman""> Patentpractice
<a class="moz-txt-link-rfc2396E" href="mailto:patentpractice-bounces@oppedahl-lists.com"><patentpractice-bounces@oppedahl-lists.com></a>
<b><span style="font-weight:bold">On Behalf Of </span></b>Richard
Straussman via Patentpractice<br>
<b><span style="font-weight:bold">Sent:</span></b>
Tuesday, May 21, 2024 1:08 PM<br>
<b><span style="font-weight:bold">To:</span></b>
<a class="moz-txt-link-abbreviated" href="mailto:patentpractice@oppedahl-lists.com">patentpractice@oppedahl-lists.com</a><br>
<b><span style="font-weight:bold">Cc:</span></b> Richard
Straussman <a class="moz-txt-link-rfc2396E" href="mailto:rstraussman@weitzmanip.com"><rstraussman@weitzmanip.com></a><br>
<b><span style="font-weight:bold">Subject:</span></b>
[Patentpractice] Am I losing my mind?<o:p></o:p></span></p>
</div>
</div>
<p class="MsoNormal"><font size="2" face="Calibri"><span
style="font-size:11.0pt"><o:p> </o:p></span></font></p>
<p class="MsoNormal" style="margin-bottom:12.0pt"><font size="2"
face="Calibri"><span
style="font-size:11.0pt;mso-fareast-font-family:"Times
New Roman"">All,<br>
<br>
I filed a continuation (not a CIP or divisional) off
of an allowed parent application. We did not file a copy
of the declaration from the parent application, as I have
never done so before. We have now received a Notice of
Missing Parts because no declaration was filed with the
application. I know that we can file it per MPEP 602.05
(and maybe it is better practice to do so), but I am not
aware of a requirement in that regard. Am I wrong? Or is
the PTO entirely off base?<br>
<br>
Thanks in advance!<o:p></o:p></span></font></p>
<div>
<p class="MsoNormal" style="margin-bottom:12.0pt"><font
size="2" face="Calibri"><span
style="font-size:11.0pt;mso-fareast-font-family:"Times
New Roman"">--
<br>
</span></font><strong><b><font size="3" face="Verdana"
color="blue"><span
style="font-size:12.0pt;font-family:"Verdana",sans-serif;mso-fareast-font-family:"Times
New
Roman";mso-bidi-font-family:Calibri;color:blue">Richard
Straussman</span></font></b></strong><b><font
size="1" face="Verdana" color="navy"><span
style="font-size:8.0pt;font-family:"Verdana",sans-serif;mso-fareast-font-family:"Times
New Roman";color:navy;font-weight:bold"><br>
</span></font></b><span class="c4"><b><font
face="Verdana" color="#656565"><span
style="mso-fareast-font-family:"Times New
Roman";font-weight:bold">Senior Counsel</span></font></b></span><b><font
size="2" face="Verdana"><span
style="font-size:10.0pt;font-family:"Verdana",sans-serif;mso-fareast-font-family:"Times
New Roman";font-weight:bold"><br>
</span></font></b><span class="c6"><b><font size="1"
face="Verdana" color="#656565"><span
style="font-size:8.0pt;mso-fareast-font-family:"Times
New Roman";font-weight:bold">Registered Patent
Attorney</span></font></b></span><b><font size="2"
face="Verdana"><span
style="font-size:10.0pt;font-family:"Verdana",sans-serif;mso-fareast-font-family:"Times
New Roman";font-weight:bold"><br>
</span></font></b><span class="c6"><font size="1"
face="Verdana" color="#656565"><span
style="font-size:8.0pt;mso-fareast-font-family:"Times
New Roman"">Member NY, NJ & CT Bars</span></font></span><font
size="2" face="Verdana"><span
style="font-size:10.0pt;font-family:"Verdana",sans-serif;mso-fareast-font-family:"Times
New Roman""><br>
</span></font><strong><b><font size="1" face="Verdana"
color="#989898"><span
style="font-size:8.0pt;font-family:"Verdana",sans-serif;mso-fareast-font-family:"Times
New
Roman";mso-bidi-font-family:Calibri;color:#989898">.
. . . . . . . . . . . . .</span></font></b></strong><span
style="mso-fareast-font-family:"Times New
Roman"">
</span><font size="2" face="Verdana"><span
style="font-size:10.0pt;font-family:"Verdana",sans-serif;mso-fareast-font-family:"Times
New Roman""><br>
<strong><b><font face="Verdana" color="maroon"><span
style="font-family:"Verdana",sans-serif;mso-bidi-font-family:Calibri;color:maroon">Weitzman
Law Offices, LLC</span></font></b></strong><font
color="maroon"><span style="color:maroon"><br>
<strong><b><font face="Verdana"><span
style="font-family:"Verdana",sans-serif;mso-bidi-font-family:Calibri">Intellectual
Property Law</span></font></b></strong><br>
</span></font></span></font><span class="c4"><font
face="Verdana" color="#656565"><span
style="mso-fareast-font-family:"Times New
Roman"">425 Eagle Rock Avenue, Suite 401 (PLEASE
NOTE THE SUITE CHANGE)</span></font></span><font
size="2" face="Verdana" color="maroon"><span
style="font-size:10.0pt;font-family:"Verdana",sans-serif;mso-fareast-font-family:"Times
New Roman";color:maroon"><br>
</span></font><span class="c4"><font face="Verdana"
color="#656565"><span
style="mso-fareast-font-family:"Times New
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style="font-size:8.0pt;font-family:"Verdana",sans-serif;mso-fareast-font-family:"Times
New Roman";color:maroon"><br>
<strong><b><font face="Verdana"><span
style="font-family:"Verdana",sans-serif;mso-bidi-font-family:Calibri">direct
line</span></font></b></strong></span></font><span
class="c16"><font color="maroon"><span
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New Roman"">973.403.9943</span></font></span><font
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</span></font></span><span class="c6"><font size="1"
face="Verdana" color="#656565"><span
style="font-size:8.0pt;mso-fareast-font-family:"Times
New Roman"">973.403.9940</span></font></span><font
size="1" face="Verdana" color="#656565"><span
style="font-size:8.0pt;font-family:"Verdana",sans-serif;mso-fareast-font-family:"Times
New Roman";color:#656565"><br>
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color="maroon"><span
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New
Roman";mso-bidi-font-family:Calibri;color:maroon">fax</span></font></b></strong><span
class="c16"><font color="maroon"><span
style="mso-fareast-font-family:"Times New
Roman"">
</span></font></span><span class="c6"><font size="1"
face="Verdana" color="#656565"><span
style="font-size:8.0pt;mso-fareast-font-family:"Times
New Roman"">973.403.9944</span></font></span><font
size="1" face="Verdana" color="maroon"><span
style="font-size:8.0pt;font-family:"Verdana",sans-serif;mso-fareast-font-family:"Times
New Roman";color:maroon"><br>
<strong><b><font face="Verdana"><span
style="font-family:"Verdana",sans-serif;mso-bidi-font-family:Calibri">e-mail</span></font></b></strong></span></font><span
class="c16"><font color="maroon"><span
style="mso-fareast-font-family:"Times New
Roman"">
</span></font></span><span class="c13"><u><font size="1"
face="Verdana" color="blue"><span
style="font-size:8.0pt;mso-fareast-font-family:"Times
New Roman""><a
href="mailto:rstraussman@weitzmanip.com"
moz-do-not-send="true"
class="moz-txt-link-freetext">rstraussman@weitzmanip.com</a></span></font></u></span><font
size="1" face="Verdana" color="maroon"><span
style="font-size:8.0pt;font-family:"Verdana",sans-serif;mso-fareast-font-family:"Times
New Roman";color:maroon"><br>
<br>
<strong><b><u><font face="Verdana"><span
style="font-family:"Verdana",sans-serif;mso-bidi-font-family:Calibri"><a
href="http://www.weitzmanip.com/"
moz-do-not-send="true"
class="moz-txt-link-freetext">http://www.weitzmanip.com</a></span></font></u></b></strong><b><u><span
style="font-weight:bold"><br>
</span></u></b><br>
</span></font><font color="maroon"><span
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Roman";color:maroon"><br
style="mso-special-character:line-break">
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style="mso-special-character:line-break">
<!--[endif]--></span></font><span
style="mso-fareast-font-family:"Times New
Roman""><o:p></o:p></span></p>
</div>
</div>
</blockquote>
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