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<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman"">"wherein the
<span class="SpellE">johnson</span> rod is adapted to be painted green."<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman""><o:p> </o:p></span></font></p>
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<div style="border:none;border-top:solid #E1E1E1 1.0pt;padding:3.0pt 0in 0in 0in">
<p class="MsoNormal"><b><font size="2" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;mso-fareast-font-family:"Times New Roman";font-weight:bold">From:</span></font></b><font face="Calibri"><span style="font-family:"Calibri",sans-serif;mso-fareast-font-family:"Times New Roman"">
Patentpractice <patentpractice-bounces@oppedahl-lists.com> <b><span style="font-weight:bold">On Behalf Of
</span></b>Suzannah K. Sundby via Patentpractice<br>
<b><span style="font-weight:bold">Sent:</span></b> Thursday, August 8, 2024 5:29 PM<br>
<b><span style="font-weight:bold">To:</span></b> For patent practitioners. This is not for laypersons to seek legal advice. <patentpractice@oppedahl-lists.com>; Doreen Trujillo <DTrujillo@vlplawgroup.com><br>
<b><span style="font-weight:bold">Cc:</span></b> Suzannah K. Sundby <suzannah@canadylortz.com><br>
<b><span style="font-weight:bold">Subject:</span></b> Re: [Patentpractice] Success of challenging finality of Office Action<o:p></o:p></span></font></p>
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<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt"><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="3" face="Times New Roman"><span style="font-size:12.0pt;mso-bidi-font-size:11.0pt;font-family:"Times New Roman",serif">I would first call the Examiner… and see if there is some stupid, insignificant Examiner’s Amendment that
would do the trick… during the call, I’d point out why the finality is improper… that if you don’t get an allowance, you will petition to withdraw the finality, and if it is maintained, then you’ll have to appeal.</span></font><o:p></o:p></p>
<p class="MsoNormal"><font size="3" face="Times New Roman"><span style="font-size:12.0pt;mso-bidi-font-size:11.0pt;font-family:"Times New Roman",serif"> </span></font><o:p></o:p></p>
<p class="MsoNormal"><font size="3" face="Times New Roman"><span style="font-size:12.0pt;mso-bidi-font-size:11.0pt;font-family:"Times New Roman",serif">The Examiner will then weigh the risk of getting a ding for an improper final action and/or the amount of
work required if you appeal.</span></font><o:p></o:p></p>
<p class="MsoNormal"><font size="3" face="Times New Roman"><span style="font-size:12.0pt;mso-bidi-font-size:11.0pt;font-family:"Times New Roman",serif"> </span></font><o:p></o:p></p>
<p class="MsoNormal"><font size="3" face="Times New Roman"><span style="font-size:12.0pt;mso-bidi-font-size:11.0pt;font-family:"Times New Roman",serif">It’s been my experience that examiners are motivated under such circumstances to “compact prosecution” by
allowing the claims upon entry of some stupid little Examiner’s Amendment that helps the examiner save face.</span></font><o:p></o:p></p>
<p class="MsoNormal"><font size="3" face="Times New Roman"><span style="font-size:12.0pt;mso-bidi-font-size:11.0pt;font-family:"Times New Roman",serif"> </span></font><o:p></o:p></p>
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K. Sundby</span></font></a></span></font><font size="2" face="Century Gothic"><span style="font-size:10.0pt;mso-bidi-font-size:11.0pt;font-family:"Century Gothic",sans-serif;mso-fareast-font-family:"Times New Roman";mso-bidi-font-family:"Times New Roman";mso-no-proof:yes">
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<p class="MsoNormal"><b><font size="2" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;mso-fareast-font-family:"Times New Roman";font-weight:bold">From:</span></font></b><font face="Calibri"><span style="font-family:"Calibri",sans-serif;mso-fareast-font-family:"Times New Roman"">
Patentpractice <patentpractice-bounces@oppedahl-lists.com> <b><span style="font-weight:bold">On Behalf Of
</span></b>Katherine Koenig via Patentpractice<br>
<b><span style="font-weight:bold">Sent:</span></b> Thursday, August 8, 2024 4:18 PM<br>
<b><span style="font-weight:bold">To:</span></b> Doreen Trujillo <DTrujillo@vlplawgroup.com>; For patent practitioners. This is not for laypersons to seek legal advice. <patentpractice@oppedahl-lists.com><br>
<b><span style="font-weight:bold">Cc:</span></b> Katherine Koenig <katherine@koenigipworks.com><br>
<b><span style="font-weight:bold">Subject:</span></b> Re: [Patentpractice] Success of challenging finality of Office Action</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt"> <o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt">Doreen, thank you! I like this approach, and great point about withdrawn finality and appeal.
<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt"> <o:p></o:p></span></font></p>
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<p class="MsoNormal"><font size="3" color="black" face="Corbel"><span style="font-size:12.0pt;font-family:"Corbel",sans-serif;color:black">Best regards,</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="3" color="black" face="Corbel"><span style="font-size:12.0pt;font-family:"Corbel",sans-serif;color:black">Katherine</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="3" color="black" face="Corbel"><span style="font-size:12.0pt;font-family:"Corbel",sans-serif;color:black">Dr. Katherine Koenig</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="3" color="black" face="Corbel"><span style="font-size:12.0pt;font-family:"Corbel",sans-serif;color:black">Koenig IP Works, PLLC</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt"> <o:p></o:p></span></font></p>
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<div style="border:none;border-top:solid #E1E1E1 1.0pt;padding:3.0pt 0in 0in 0in">
<p class="MsoNormal" style="mso-outline-level:1"><b><font size="2" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;font-weight:bold">From:</span></font></b><font face="Calibri"><span style="font-family:"Calibri",sans-serif"> Doreen
Trujillo <<a href="mailto:DTrujillo@vlplawgroup.com">DTrujillo@vlplawgroup.com</a>>
<br>
<b><span style="font-weight:bold">Sent:</span></b> Thursday, August 8, 2024 3:22 PM<br>
<b><span style="font-weight:bold">To:</span></b> For patent practitioners. This is not for laypersons to seek legal advice. <<a href="mailto:patentpractice@oppedahl-lists.com">patentpractice@oppedahl-lists.com</a>><br>
<b><span style="font-weight:bold">Cc:</span></b> Katherine Koenig <<a href="mailto:katherine@koenigipworks.com">katherine@koenigipworks.com</a>><br>
<b><span style="font-weight:bold">Subject:</span></b> RE: [Patentpractice] Success of challenging finality of Office Action</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt"> <o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt">It is difficult to get examiners to acknowledge that the citation of new art in a final rejection is improper when no amendments have been made, so I would expect it is even more
difficult when amendments have been made. <o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt"> <o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt">If you have further amendments or evidence you would like submitted in response to the new art, I would suggest that you promptly file a response to attempt to do so. You can also
raise the appropriateness of finality in the response. You should be able to get any amendments or evidence specifically addressing the new art admitted even though you are under final rejection, since you did not have an opportunity to address the art previously.
If the Examiner refuses, this can be brought up in the appeal brief. <o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt"> <o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt">Please note that if the examiner reviews to withdraw finality, the refusal is not appealable. It can only be challenged by petition. You can do so, but you may end up having to
file an appeal regardless because of timing, as the petition does not toll the appeal.
<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt"> <o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt">Even if you have no amendments or evidence you would like submitted, I would suggest filing a response before the appeal brief. The response will prompt an Advisory Action that
will hopefully give you some sense about what the examiner’s response to your arguments would be. You could adjust your arguments in an appeal brief accordingly.<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt"> <o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt">Doreen
<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt"> <o:p></o:p></span></font></p>
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<p class="MsoNormal"><font size="3" face="Aptos"><span style="font-size:12.0pt;mso-no-proof:yes"><img border="0" width="71" height="26" id="Picture_x0020_3" src="cid:image002.png@01DAE9BD.34D3D6C0"></span></font><o:p></o:p></p>
<p class="MsoNormal"><b><font size="3" face="Times New Roman"><span style="font-size:12.0pt;font-family:"Times New Roman",serif;mso-ligatures:standardcontextual;font-weight:bold">Doreen Y. Trujillo</span></font></b><o:p></o:p></p>
<p class="MsoNormal"><font size="3" face="Times New Roman"><span style="font-size:12.0pt;font-family:"Times New Roman",serif;mso-ligatures:standardcontextual">Partner | VLP Law Group LLP</span></font><o:p></o:p></p>
<p class="MsoNormal"><font size="3" face="Times New Roman"><span style="font-size:12.0pt;font-family:"Times New Roman",serif;mso-ligatures:standardcontextual">Southeastern Pennsylvania| Blue Bell, PA</span></font><o:p></o:p></p>
<p class="MsoNormal"><font size="3" face="Times New Roman"><span style="font-size:12.0pt;font-family:"Times New Roman",serif;mso-ligatures:standardcontextual">Office: +1 (267) 358-6839</span></font><o:p></o:p></p>
<p class="MsoNormal"><font size="3" face="Times New Roman"><span lang="EN-GB" style="font-size:12.0pt;font-family:"Times New Roman",serif;mso-ligatures:standardcontextual;mso-ansi-language:EN-GB">Email:
<a href="mailto:dtrujillo@VLPLawGroup.com">dtrujillo@VLPLawGroup.com</a></span></font><o:p></o:p></p>
<p class="MsoNormal"><font size="3" color="#501549" face="Aptos"><span style="font-size:12.0pt;color:#501549;mso-ligatures:standardcontextual"> </span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt"> <o:p></o:p></span></font></p>
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<div style="border:none;border-top:solid #E1E1E1 1.0pt;padding:3.0pt 0in 0in 0in">
<p class="MsoNormal" style="mso-outline-level:1"><b><font size="2" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;font-weight:bold">From:</span></font></b><font face="Calibri"><span style="font-family:"Calibri",sans-serif"> Patentpractice
<<a href="mailto:patentpractice-bounces@oppedahl-lists.com">patentpractice-bounces@oppedahl-lists.com</a>>
<b><span style="font-weight:bold">On Behalf Of </span></b>Katherine Koenig via Patentpractice<br>
<b><span style="font-weight:bold">Sent:</span></b> Thursday, August 8, 2024 2:14 PM<br>
<b><span style="font-weight:bold">To:</span></b> <a href="mailto:patentpractice@oppedahl-lists.com">
patentpractice@oppedahl-lists.com</a><br>
<b><span style="font-weight:bold">Cc:</span></b> Katherine Koenig <<a href="mailto:katherine@koenigipworks.com">katherine@koenigipworks.com</a>><br>
<b><span style="font-weight:bold">Subject:</span></b> [Patentpractice] Success of challenging finality of Office Action</span></font><o:p></o:p></p>
</div>
</div>
<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt"> <o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt">Hi everyone,
<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt"> <o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt">We’ve received a final Office Action for a relatively simple mechanical product, in which the Examiner asserts the finality is proper because our amendments necessitated it. We
already gone two rounds with this Examiner, filed an RCE, and this is the second Office Action after RCE. In this Final Office Action, these are primarily new references that we haven’t yet considered. For most claims, our previous arguments are found persuasive,
but new art is applied (rather than just sticking to the original combination of references). As I noted, this is a relatively low-tech invention and I believe our amendments (at least our most recent round of amendments) should not be surprising.
<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt"> <o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt">Has anyone had success in overturning the finality of an Office Action based on this argument from MPEP 706.07(a)?
<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt"> <o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt">A second or any subsequent action on the merits in any application or patent involved in reexamination proceedings should not be made final if it includes a rejection on
<b><i><span style="font-weight:bold;font-style:italic">prior art not of record</span></i></b> of any claim amended to include
<b><i><span style="font-weight:bold;font-style:italic">limitations which should reasonably have been expected to be claimed</span></i></b>. See <b><span style="font-weight:bold"><a href="https://mpep.uspto.gov/RDMS/MPEP/current#/current/d0e115569.html">MPEP
904</a></span></b> <i><span style="font-style:italic">et seq. </span></i>However, note that an examiner cannot be expected to foresee whether or how an applicant will amend a claim to overcome a rejection except in very limited circumstances (e.g., where
the examiner suggests how applicant can overcome a rejection under <b><span style="font-weight:bold"><a href="https://mpep.uspto.gov/RDMS/MPEP/current#/current/d0e302824912.html##al_d1d85b_2ae65_215">35 U.S.C. 112(b)</a></span></b> or <b><span style="font-weight:bold"><a href="https://mpep.uspto.gov/RDMS/MPEP/current#/current/d0e302824.html">pre-AIA
35 U.S.C. 112</a></span></b>, second paragraph).<o:p></o:p></span></font></p>
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<p class="MsoNormal"><font size="3" color="black" face="Corbel"><span style="font-size:12.0pt;font-family:"Corbel",sans-serif;color:black">Best regards,</span></font><o:p></o:p></p>
<p class="MsoNormal"><font size="3" color="black" face="Corbel"><span style="font-size:12.0pt;font-family:"Corbel",sans-serif;color:black"> </span></font><o:p></o:p></p>
<p class="MsoNormal"><font size="3" color="black" face="Corbel"><span style="font-size:12.0pt;font-family:"Corbel",sans-serif;color:black">Katherine</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="3" color="black" face="Corbel"><span style="font-size:12.0pt;font-family:"Corbel",sans-serif;color:black">Dr. Katherine Koenig</span></font><o:p></o:p></p>
<p class="MsoNormal"><i><font size="3" color="black" face="Corbel"><span style="font-size:12.0pt;font-family:"Corbel",sans-serif;color:black;font-style:italic">Registered Patent Attorney</span></font></i><o:p></o:p></p>
<p class="MsoNormal"><font size="3" color="black" face="Corbel"><span style="font-size:12.0pt;font-family:"Corbel",sans-serif;color:black">Koenig IP Works, PLLC</span></font><o:p></o:p></p>
<p class="MsoNormal"><font size="3" color="black" face="Corbel"><span style="font-size:12.0pt;font-family:"Corbel",sans-serif;color:black">2208 Mariner Dr.</span></font><o:p></o:p></p>
<p class="MsoNormal"><font size="3" color="black" face="Corbel"><span style="font-size:12.0pt;font-family:"Corbel",sans-serif;color:black">Fort Lauderdale, FL 33316</span></font><o:p></o:p></p>
<p class="MsoNormal"><font size="3" color="black" face="Corbel"><span style="font-size:12.0pt;font-family:"Corbel",sans-serif;color:black">(954) 903-1699</span></font><o:p></o:p></p>
<p class="MsoNormal"><font size="3" color="black" face="Corbel"><span style="font-size:12.0pt;font-family:"Corbel",sans-serif;color:black"><a href="mailto:katherine@koenigipworks.com"><font color="blue"><span style="color:blue">katherine@koenigipworks.com</span></font></a></span></font><o:p></o:p></p>
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