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<p class="MsoNormal"><span style="mso-bidi-font-size:11.0pt;font-family:"Times New Roman",serif">I have had a few restrictions withdrawn after I responded to my version of the restriction\u2026 :)<o:p></o:p></span></p>
<p class="MsoNormal"><span style="mso-bidi-font-size:11.0pt;font-family:"Times New Roman",serif"><o:p> </o:p></span></p>
<p class="MsoNormal"><span style="mso-bidi-font-size:11.0pt;font-family:"Times New Roman",serif">This might be applicable to Krista\u2019s situation: Once I played dumb and in response selected a group as if it were a species requirement, and then asked that should
that group be found free of the art, that the examiner next search [ <span style="mso-spacerun:yes">
</span>].<span style="mso-spacerun:yes"> </span>And, surprisingly, the examiner did.<o:p></o:p></span></p>
<p class="MsoNormal"><span style="mso-bidi-font-size:11.0pt;font-family:"Times New Roman",serif"><o:p> </o:p></span></p>
<p class="MsoNormal"><span style="mso-bidi-font-size:11.0pt;font-family:"Times New Roman",serif">Point is, as evident from the posts and what Boundy regularly
<span class="SpellE">complines</span> (my new made-up word = complains + opines) about is that many examiners do not understand restriction and species requirements and sometimes confuses the two or makes up arbitrary groups.<span style="mso-spacerun:yes">
</span>So, when they don\u2019t understand, one can often use that lack of understanding to get what one wants :)<o:p></o:p></span></p>
<p class="MsoNormal"><span style="mso-bidi-font-size:11.0pt;font-family:"Times New Roman",serif"><o:p> </o:p></span></p>
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K. Sundby</span></a></span><span style="font-size:10.0pt;mso-bidi-font-size:11.0pt;font-family:"Century Gothic",sans-serif;mso-fareast-font-family:"Times New Roman";mso-bidi-font-family:"Times New Roman";mso-no-proof:yes">
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<p class="MsoNormal" style="text-align:justify"><span style="font-size:7.0pt;font-family:"Century Gothic",sans-serif;mso-fareast-font-family:"Times New Roman";mso-bidi-font-family:"Times New Roman";color:#7F7F7F;mso-no-proof:yes">Confidentiality Notice:
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<p class="MsoNormal"><span style="mso-bidi-font-size:11.0pt;font-family:"Times New Roman",serif"><o:p> </o:p></span></p>
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<p class="MsoNormal"><b><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;mso-fareast-font-family:"Times New Roman"">From:</span></b><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;mso-fareast-font-family:"Times New Roman""> Patentpractice
<patentpractice-bounces@oppedahl-lists.com> <b>On Behalf Of </b>David Boundy via Patentpractice<br>
<b>Sent:</b> Tuesday, December 17, 2024 6:41 AM<br>
<b>To:</b> For patent practitioners. This is not for laypersons to seek legal advice. <patentpractice@oppedahl-lists.com><br>
<b>Cc:</b> David Boundy <PatentProcedure@gmail.com><br>
<b>Subject:</b> Re: [Patentpractice] Effect of traversing a partially-defective restriction requirement<o:p></o:p></span></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">\u201cRestriction to one of the following inventions is required under 35 USC 121:\u201d
<o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">Yup, that's a statutory restriction.<o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">Krista to Randall > " But how can it be a proper restriction requirement when independent claim 11 (or any claim) is in two groups? Doesn\u2019t that by definition mean that Groups 2 and 3 are neither independent nor distinct?"<o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">Yup, that's confiramtion that you're dealing with a really confused examiner.
<o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">Suzannah ><span style="font-family:"Times New Roman",serif">When I get an unclear and/or defective Restriction Requirement, I either: 1. Respond indicating that the groupings don\u2019t make sense, and then I proceed to divide the claims
and then select the group I want :)"</span> <o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">Yup. And it may be that what you want is no division at all.
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">On Mon, Dec 16, 2024 at 9:27<span style="font-family:"Arial",sans-serif">\u202f</span>PM Krista Jacobsen via Patentpractice <<a href="mailto:patentpractice@oppedahl-lists.com">patentpractice@oppedahl-lists.com</a>> wrote:<o:p></o:p></p>
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<p class="MsoNormal">Hi Randall,<o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">That\u2019s what I thought \u2014 it is a restriction requirement and not an election of species. He identified claim 11 and the dependent claims common to Groups 2 and 3 as \u201clinking claims."<o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">But how can it be a proper restriction requirement when independent claim 11 (or any claim) is in two groups? Doesn\u2019t that by definition mean that Groups 2 and 3 are neither independent nor distinct? I always thought (maybe incorrectly??)
that statutory restriction requirements had to split the claims into non-overlapping groups (to meet \u201cindependent or distinct\u201d), and it was only species elections that might result in independent claims being included in multiple species (because they are
generic). <o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">This is why I think it\u2019s a defective restriction requirement. He could have created two groups (1-10, 11-20), and then imposed a species election within claims 11-20, and that might have been kosher. But that is not what he did. <o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">Thanks so much for your help to decipher this!<o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">Best regards,<o:p></o:p></p>
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<p class="MsoNormal">Krista<br>
<br>
------------------------------------------<br>
Krista S. Jacobsen<br>
Attorney and Counselor at Law<br>
Jacobsen IP Law<br>
<a href="mailto:krista@jacobseniplaw.com" target="_blank">krista@jacobseniplaw.com</a><br>
T: 408.455.5539<br>
<a href="http://www.jacobseniplaw.com" target="_blank">www.jacobseniplaw.com</a><br>
<br>
NOTICE: This communication may include privileged or confidential information. If received in error, please notify the sender and delete this communication without copying or distributing.<o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">On Dec 16, 2024, at 6:02<span style="font-family:"Arial",sans-serif">\u202f</span>PM, Randall Svihla <<a href="mailto:rsvihla@nsiplaw.com" target="_blank">rsvihla@nsiplaw.com</a>> wrote:<o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif">Hi, Krista</span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif"> </span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif">That is a restriction requirement, not an election of species. It seems to me that Groups 2 and 3 should be related as subcombinations usable together, rather than combination/subcombination,
but I cant be sure without knowing what the claims actually recite.</span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif"> </span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif">Although the Examiner did not mention generic claims, independent claim 11 is clearly generic to Groups 2 and 3. Sometimes a claim that is generic to some but not all of the
groups or inventions is referred to as a sub-generic claim.</span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif"> </span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif">Best regards,</span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif"> </span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif">Randall S. Svihla</span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif">NSIP Law</span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif">Washington, D.C.</span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif"> </span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif"> </span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal" style="mso-outline-level:1"><b><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">From:</span></b><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"> Patentpractice <<a href="mailto:patentpractice-bounces@oppedahl-lists.com" target="_blank"><span style="color:purple">patentpractice-bounces@oppedahl-lists.com</span></a>> <b>On
Behalf Of </b>Krista Jacobsen via Patentpractice<br>
<b>Sent:</b> Monday, December 16, 2024 8:53 PM<br>
<b>To:</b> For patent practitioners. This is not for laypersons to seek legal advice. <<a href="mailto:patentpractice@oppedahl-lists.com" target="_blank"><span style="color:purple">patentpractice@oppedahl-lists.com</span></a>><br>
<b>Cc:</b> Krista Jacobsen <<a href="mailto:krista@jacobseniplaw.com" target="_blank"><span style="color:purple">krista@jacobseniplaw.com</span></a>><br>
<b>Subject:</b> Re: [Patentpractice] Effect of traversing a partially-defective restriction requirement<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"> <o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Hi Randall,<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"> <o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Group 1 is \u201cdrawn to a product\u201d in a first classification.<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Group 2 is \u201cdrawn to a product\u201d in a second classification.<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Group 3 is \u201cdrawn to a product\u201d in a third classification.<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"> <o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Yes, claims 1 and 11 are independent claims. <o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"> <o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">The examiner said Groups 1 and 2 and Groups 1 and 3 are \u201cdirected to related products.\u201d He said Groups 2 and 3 are \u201crelated as combination and subcombination.\u201d<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"> <o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Is that a proper species election? Ordinarily when I get a species election, it relates to the drawings, and I have to figure out which claims I can keep. I am also used to
seeing language about generic claims, and there is none of that here. <o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"> <o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Best regards,<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Krista<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><br>
------------------------------------------<br>
Krista S. Jacobsen<br>
Attorney and Counselor at Law<br>
Jacobsen IP Law<br>
<a href="mailto:krista@jacobseniplaw.com" target="_blank"><span style="color:purple">krista@jacobseniplaw.com</span></a><br>
T: 408.455.5539<br>
<a href="http://www.jacobseniplaw.com/" target="_blank"><span style="color:purple">www.jacobseniplaw.com</span></a><br>
<br>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">On Dec 16, 2024, at 4:42\u202fPM, Randall Svihla <<a href="mailto:rsvihla@nsiplaw.com" target="_blank"><span style="color:purple">rsvihla@nsiplaw.com</span></a>> wrote:<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"> <o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif">Hi, Krista</span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif"> </span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif">Are claims 1 and 11 independent claims? If so, the restriction requirement may be proper, and claim 11 is generic to Groups 2 and 3. If you elect Group 2 or Group 3, the Examiner
has to consider claim 11.</span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif"> </span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif">How did the Examiner say the claims are related?</span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif"> </span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif">Best regards,</span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif"> </span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif">Randall S. Svihla</span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif">NSIP Law</span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif">Washington, D.C.</span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif"> </span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif"> </span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal" style="mso-outline-level:1"><b><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">From:</span></b><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"> Patentpractice <<a href="mailto:patentpractice-bounces@oppedahl-lists.com" target="_blank"><span style="color:purple">patentpractice-bounces@oppedahl-lists.com</span></a>> <b>On
Behalf Of </b>Krista Jacobsen via Patentpractice<br>
<b>Sent:</b> Monday, December 16, 2024 6:27 PM<br>
<b>To:</b> For patent practitioners. This is not for laypersons to seek legal advice. <<a href="mailto:patentpractice@oppedahl-lists.com" target="_blank"><span style="color:purple">patentpractice@oppedahl-lists.com</span></a>><br>
<b>Cc:</b> Krista Jacobsen <<a href="mailto:krista@jacobseniplaw.com" target="_blank"><span style="color:purple">krista@jacobseniplaw.com</span></a>><br>
<b>Subject:</b> [Patentpractice] Effect of traversing a partially-defective restriction requirement<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"> <o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Hi all,<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">If you traverse a restriction requirement that is only partially defective, does the examiner have to withdraw the entire requirement, or can he withdraw just the part that
is defective?<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Assume it's a statutory restriction requirement, and the examiner requires restriction to:<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Group 1: Claims 1-10<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Group 2: Claims 11-13, 15, 19, and 20<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Group 3: Claims 11, 14-16, 17, and 18<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Clearly, Groups 2 and 3 are neither independent nor distinct. Easiest traverse ever.<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">But assume that it would not be totally unreasonable if the examiner had required restriction between claims 1-10 and claims 11-20.<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">What happens when the traverse based on the FUBARity of Groups 2 and 3 is successful? Does the examiner have to withdraw the entire restriction requirement, or just the part
that is defective? In other words, can he withdraw the requirement as to Groups 2 and 3 but still require restriction between Group 1 (claims 1-10) and Group 2' (claims 11-20)?<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"> <o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">I cannot find the answer in the MPEP or in David Boundy's excellent paper, but for some reason I have a vague sense that he gets one shot at restriction, and if he blows it,
and the applicant successfully traverses, he has to withdraw the entire thing.<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"> <o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Thanks in advance for sharing your thoughts and (maybe?) experiences.<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Best regards,<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Krista<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">------------------------------------------<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Krista S. Jacobsen<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Attorney and Counselor at Law<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Jacobsen IP Law<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><a href="mailto:krista@jacobseniplaw.com" target="_blank"><span style="color:purple">krista@jacobseniplaw.com</span></a><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">T: 408.455.5539<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><a href="http://www.jacobseniplaw.com/" target="_blank"><span style="color:purple">www.jacobseniplaw.com</span></a><o:p></o:p></span></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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