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<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman";mso-fareast-language:KO">Hi, Allen<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman";mso-fareast-language:KO"><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman";mso-fareast-language:KO">Yes, that is correct.<span style="mso-spacerun:yes">
</span>I have spoken with the Office of Patent Legal Administration about this before, and they confirmed that the Applicant's name cannot be changed after the patent has issued.<span style="mso-spacerun:yes">
</span>In fact, it cannot be changed after the Issue Fee has been paid.<span style="mso-spacerun:yes">
</span>See MPEP 605.01(III), which states as follows:<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman";mso-fareast-language:KO"><o:p> </o:p></span></font></p>
<p class="MsoNormal" style="margin-left:.5in"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman";mso-fareast-language:KO">If a 37 CFR 1.46 applicant\u2019s
name changes (e.g., XYZ, LLC changes its name to XYZ, Inc.), <b><u><span style="font-weight:bold">a request to update the name of the applicant under 37 CFR 1.46(c)(1) should be filed promptly and must be filed no later than payment of the issue fee</span></u></b>.
<span style="mso-spacerun:yes"> </span>The request, which can essentially be a signed transmittal letter, must be filed with an application data sheet under 37 CFR 1.76 specifying the correct name of the applicant in the applicant information section (37 CFR
1.76(b)(7)) and must be shown with appropriate markings (underlining for additions, strikethrough for deletions).
<span style="mso-spacerun:yes"> </span>The request should be clear that the request is being filed under 37 CFR 1.46(c)(1) rather than 37 CFR 1.46(c)(2).
<span style="mso-spacerun:yes"> </span>Neither a fee nor a statement under 37 CFR 3.73(c) is required, however, applicant may submit a statement under 37 CFR 3.73(c) that includes a reference to the name change document, if desired.<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman";mso-fareast-language:KO"><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman";mso-fareast-language:KO">However, if the Applicant is an Assignee, you
can record a Change of Name showing the name change in the USPTO Assignment Center.<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman";mso-fareast-language:KO"><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman";mso-fareast-language:KO">Best regards,<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman";mso-fareast-language:KO"><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman";mso-fareast-language:KO">Randall S. Svihla<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman";mso-fareast-language:KO">NSIP Law<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman";mso-fareast-language:KO">Washington, D.C.<o:p></o:p></span></font></p>
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<div style="border:none;border-top:solid #E1E1E1 1.0pt;padding:3.0pt 0in 0in 0in">
<p class="MsoNormal"><b><font size="2" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;mso-fareast-font-family:"Times New Roman";mso-ligatures:none;mso-fareast-language:KO;font-weight:bold">From:</span></font></b><font face="Calibri"><span style="font-family:"Calibri",sans-serif;mso-fareast-font-family:"Times New Roman";mso-ligatures:none;mso-fareast-language:KO">
Patentpractice <patentpractice-bounces@oppedahl-lists.com> <b><span style="font-weight:bold">On Behalf Of
</span></b>Allen Richter (allenr--- via Patentpractice<br>
<b><span style="font-weight:bold">Sent:</span></b> Sunday, January 5, 2025 3:18 AM<br>
<b><span style="font-weight:bold">To:</span></b> patentpractice@oppedahl-lists.com<br>
<b><span style="font-weight:bold">Cc:</span></b> Allen Richter (allenr@richterpatent.com) <allenr@richterpatent.com><br>
<b><span style="font-weight:bold">Subject:</span></b> [Patentpractice] Recording Applicant name change for issued patent<br>
<b><span style="font-weight:bold">Sensitivity:</span></b> Confidential<o:p></o:p></span></font></p>
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<p class="MsoNormal"><font size="2" face="Aptos"><span style="font-size:11.0pt"><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="2" color="#404040" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:#404040">Dear all,<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" color="#404040" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:#404040"><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="2" color="#404040" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:#404040">I have the following question concerning recording an Applicant\u2019s (entity) name change.<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" color="#404040" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:#404040"><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="2" color="#404040" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:#404040">According to the MPEP:
<a href="https://www.uspto.gov/web/offices/pac/mpep/s605.html">https://www.uspto.gov/web/offices/pac/mpep/s605.html</a><o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" color="#404040" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:#404040"><o:p> </o:p></span></font></p>
<p class="MsoNormal"><i><font size="2" color="#404040" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:#404040;font-style:italic">\u201c</span></font></i><i><font color="#404040" face="Calibri"><span style="font-family:"Calibri",sans-serif;color:#404040;mso-ansi-language:#1000;font-style:italic">Furthermore,
a request to change the applicant under <b><span style="font-weight:bold"><a href="https://www.uspto.gov/web/offices/pac/mpep/mpep-9020-appx-r.html#ar_d22550_1b80b_203">37 CFR 1.46(c)(2)</a></span></b> should not be filed after the patent has issued because
such a request cannot be gran</span></font></i><i><font color="#404040" face="Calibri"><span style="font-family:"Calibri",sans-serif;color:#404040;font-style:italic">ted\u201d
<o:p></o:p></span></font></i></p>
<p class="MsoNormal"><font size="2" color="#404040" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:#404040"><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="2" color="#404040" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:#404040;mso-ansi-language:#1000">Just to confirm, does this mean that the Applicant's name cannot be changed once the patent
has been granted?</span></font><font color="#404040" face="Calibri"><span style="font-family:"Calibri",sans-serif;color:#404040"><o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" color="#404040" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:#404040"><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="2" color="#404040" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:#404040">Best regards,<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" color="#404040" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:#404040"><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="2" color="#404040" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:#404040">Allen<o:p></o:p></span></font></p>
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