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<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman"">FWIW, 37 CFR 1.4(d)(6) states as follows:<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman""><o:p> </o:p></span></font></p>
<p class="MsoNormal" style="margin-left:.5in"><b><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman";font-weight:bold">(6) Forms.</span></font></b><font face="Arial"><span style="font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman"">
<span style="mso-spacerun:yes"> </span>The Office provides forms for the public to use in certain situations to assist in the filing of correspondence for a certain purpose and to meet certain requirements for patent applications and proceedings.<span style="mso-spacerun:yes">
</span>Use of the forms for purposes for which they were not designed is prohibited.<span style="mso-spacerun:yes">
</span>No changes to certification statements on the Office forms (e.g., oath or declaration forms, terminal disclaimer forms, petition forms, and nonpublication request forms) may be made.<span style="mso-spacerun:yes">
</span><u>The existing text of a form, other than a certification statement, may be modified, deleted, or added to, if all text identifying the form as an Office form is removed.<span style="mso-spacerun:yes">
</span>The presentation to the Office (whether by signing, filing, submitting, or later advocating) of any Office form with text identifying the form as an Office form by a party, whether a practitioner or non-practitioner, constitutes a certification under
§ 11.18(b) of this chapter that the existing text and any certification statements on the form have not been altered other than permitted by EFS-Web customization.</u><o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman""><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman"">Best regards,<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman""><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman"">Randall S. Svihla<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman"">NSIP Law<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman"">Washington, D.C.<o:p></o:p></span></font></p>
<p class="MsoNormal"><font size="2" face="Arial"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Malgun Gothic";mso-bidi-font-family:"Times New Roman""><o:p> </o:p></span></font></p>
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<div style="border:none;border-top:solid #E1E1E1 1.0pt;padding:3.0pt 0in 0in 0in">
<p class="MsoNormal"><b><font size="2" face="Calibri"><span style="font-size:11.0pt;mso-fareast-font-family:"Times New Roman";font-weight:bold">From:</span></font></b><span style="mso-fareast-font-family:"Times New Roman""> Patentpractice <patentpractice-bounces@oppedahl-lists.com>
<b><span style="font-weight:bold">On Behalf Of </span></b>David Boundy via Patentpractice<br>
<b><span style="font-weight:bold">Sent:</span></b> Wednesday, March 12, 2025 1:16 PM<br>
<b><span style="font-weight:bold">To:</span></b> For patent practitioners. This is not for laypersons to seek legal advice. <patentpractice@oppedahl-lists.com><br>
<b><span style="font-weight:bold">Cc:</span></b> David Boundy <PatentProcedure@gmail.com><br>
<b><span style="font-weight:bold">Subject:</span></b> Re: [Patentpractice] Modifying PTO forms - must I remove the OMB notice<o:p></o:p></span></p>
</div>
<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt"><o:p> </o:p></span></font></p>
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<div>
<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt">No. You do not need to remove the OMB notice. The "approval" is for the agency to
<b><i><span style="font-weight:bold;font-style:italic">collect</span></i></b> it, not for you to submit it. 44 U.S.C. 3506, 3507, 3512. See, for example,
<a href="https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202410-0651-019" target="_blank">
https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202410-0651-019</a><o:p></o:p></span></font></p>
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<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt"><o:p> </o:p></span></font></p>
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<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt">But if you are using a home-grown form, there's no reason to include it either.<o:p></o:p></span></font></p>
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<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt"><o:p> </o:p></span></font></p>
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<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt">Sundby>
</span></font><font face="Times New Roman"><span style="font-family:"Times New Roman",serif">My understanding from a CLE w on OED person long ago is YES, must remove the info even if you make a form that looks exactly lie the USPTO form.</span></font>
<o:p></o:p></p>
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<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt"><o:p> </o:p></span></font></p>
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<div>
<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt">My point exactly. There are not three neurons' knowledge of the Paperwork Reduction Act on Dulaney St, except for the three people most committed to breaking it.<o:p></o:p></span></font></p>
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<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt"><o:p> </o:p></span></font></p>
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<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt"><o:p> </o:p></span></font></p>
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<div>
<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt">On Wed, Mar 12, 2025 at 11:35\u202fAM Patent Lawyer via Patentpractice <<a href="mailto:patentpractice@oppedahl-lists.com" target="_blank">patentpractice@oppedahl-lists.com</a>> wrote:<o:p></o:p></span></font></p>
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<p class="MsoNormal"><font size="1" color="#0056d6" face="Calibri"><span style="font-size:9.0pt;color:#0056D6">If I modify a PTO form, must I remove the OMB approval notice?</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt"><o:p> </o:p></span></font></p>
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<div>
<p class="MsoNormal"><font size="1" color="#0056d6" face="Calibri"><span style="font-size:9.0pt;color:#0056D6">Why am I modifying a form? Short answer: because it is crap!</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt"><o:p> </o:p></span></font></p>
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<p class="MsoNormal"><font size="1" color="#0056d6" face="Calibri"><span style="font-size:9.0pt;color:#0056D6">I am filing a national phase entry. Even though the application was published, I like to provide a copy of the published internatinal applicaiton
with the filing.</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt"><o:p> </o:p></span></font></p>
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<p class="MsoNormal"><font size="1" color="#0056d6" face="Calibri"><span style="font-size:9.0pt;color:#0056D6">The old form PTO-1390 [PTO-1390 (12-22) Approved for use through 11/30/2025. OMB 0651-0021] had this option:</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt"><o:p> </o:p></span></font></p>
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<font size="2" face="Calibri"><span style="font-size:11.0pt"><o:p> </o:p></span></font></p>
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<p class="MsoNormal"><font size="1" color="#0056d6" face="Calibri"><span style="font-size:9.0pt;color:#0056D6;mso-no-proof:yes"><img border="0" width="723" height="41" id="m_4047601191263237403m_-23113530762252313807DBFD160-D264-4B61-85FE-410AE347C935" src="cid:image001.png@01DB9354.15002AB0"></span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt"><o:p> </o:p></span></font></p>
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<p class="MsoNormal"><font size="1" color="#0056d6" face="Calibri"><span style="font-size:9.0pt;color:#0056D6">The current form PTO-1390 [PTO-1390 (01-25) Approved for use through 11/30/2025 OMB 0651-0021] has the following:</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt"><o:p> </o:p></span></font></p>
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<p class="MsoNormal"><font size="1" color="#0056d6" face="Calibri"><span style="font-size:9.0pt;color:#0056D6;mso-no-proof:yes"><img border="0" width="835" height="183" id="m_4047601191263237403m_-2311353076225231380B53D56AE-41EB-402B-8407-02F51F7F6B36" src="cid:image002.png@01DB9354.15002AB0"></span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt"><o:p> </o:p></span></font></p>
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<p class="MsoNormal"><font size="1" color="#0056d6" face="Calibri"><span style="font-size:9.0pt;color:#0056D6">I cannot select option "a" because the application is attached. And I cannot select option "b" because it is not true.</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt"><o:p> </o:p></span></font></p>
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<p class="MsoNormal"><font size="1" color="#0056d6" face="Calibri"><span style="font-size:9.0pt;color:#0056D6">So I will modify the form (by editing the PDF). Or maybe use the old one. </span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt"><o:p> </o:p></span></font></p>
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<p class="MsoNormal"><font size="1" color="#0056d6" face="Calibri"><span style="font-size:9.0pt;color:#0056D6">So, back to my question: if I modify the current form, must I remove the OMB approval notice?</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt"><o:p> </o:p></span></font></p>
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<p class="MsoNormal"><font size="1" color="#0056d6" face="Calibri"><span style="font-size:9.0pt;color:#0056D6">Another question (maybe for DB only): these forms have the same OMB number. Can the PTO do that even though the forms are different?</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" face="Calibri"><span style="font-size:11.0pt"><o:p> </o:p></span></font></p>
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