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<div>
<div style="border:none;border-top:solid #E1E1E1 1.0pt;padding:3.0pt 0in 0in 0in">
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Patentpractice <patentpractice-bounces@oppedahl-lists.com> <b><span style="font-weight:bold">On Behalf Of
</span></b>Suzannah K. Sundby via Patentpractice<br>
<b><span style="font-weight:bold">Sent:</span></b> Wednesday, June 25, 2025 4:10 PM<br>
<b><span style="font-weight:bold">To:</span></b> For patent practitioners. This is not for laypersons to seek legal advice. <patentpractice@oppedahl-lists.com><br>
<b><span style="font-weight:bold">Cc:</span></b> Suzannah K. Sundby <suzannah@canadylortz.com><br>
<b><span style="font-weight:bold">Subject:</span></b> Re: [Patentpractice] USPTO Priority Document Shenanigans<o:p></o:p></span></font></p>
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<p class="MsoNormal"><font size="3" face="Aptos"><span style="font-size:12.0pt"><o:p> </o:p></span></font></p>
<p class="MsoNormal"><font size="3" face="Times New Roman"><span style="font-size:12.0pt;mso-bidi-font-size:11.0pt;font-family:"Times New Roman",serif">Whew.</span></font><o:p></o:p></p>
<p class="MsoNormal"><font size="3" face="Times New Roman"><span style="font-size:12.0pt;mso-bidi-font-size:11.0pt;font-family:"Times New Roman",serif"> </span></font><o:p></o:p></p>
<p class="MsoNormal"><font size="3" face="Times New Roman"><span style="font-size:12.0pt;mso-bidi-font-size:11.0pt;font-family:"Times New Roman",serif">It could have been super ugly… especially if you are past the 6 year date and had to cough up the benefit
year fee because the priority claim was not perfected. </span></font><o:p></o:p></p>
<p class="MsoNormal"><font size="3" face="Times New Roman"><span style="font-size:12.0pt;mso-bidi-font-size:11.0pt;font-family:"Times New Roman",serif"> </span></font><o:p></o:p></p>
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K. Sundby</span></font></a></span></font><font size="2" face="Century Gothic"><span style="font-size:10.0pt;mso-bidi-font-size:11.0pt;font-family:"Century Gothic",sans-serif;mso-fareast-font-family:"Times New Roman";mso-bidi-font-family:"Times New Roman";mso-no-proof:yes">
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<p class="MsoNormal"><b><font size="2" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;mso-fareast-font-family:"Times New Roman";font-weight:bold">From:</span></font></b><font size="2" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;mso-fareast-font-family:"Times New Roman"">
Patentpractice <patentpractice-bounces@oppedahl-lists.com> <b><span style="font-weight:bold">On Behalf Of
</span></b>Scott Nielson via Patentpractice<br>
<b><span style="font-weight:bold">Sent:</span></b> Wednesday, June 25, 2025 4:04 PM<br>
<b><span style="font-weight:bold">To:</span></b> Oppedahl List [Patent Practice] <patentpractice@oppedahl-lists.com><br>
<b><span style="font-weight:bold">Cc:</span></b> Scott Nielson <scnielson@outlook.com><br>
<b><span style="font-weight:bold">Subject:</span></b> Re: [Patentpractice] USPTO Priority Document Shenanigans</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="3" face="Aptos"><span style="font-size:12.0pt"> <o:p></o:p></span></font></p>
<div>
<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black">In case anyone cares, a few calls to the USPTO this morning resolved the
issue. The foreign priority application is now in the file as of this afternoon. One weird twist is that it was added with the "mail room date" being the original filing date of the US national phase. The problem with this is that a copy of the foreign priority
application was not provided to WIPO until a couple months after the filing date of the US national phase (the cover sheet on the certified copy says WIPO received it on a date that is two months after the US filing date). Another side effect of back dating
it this way is that it makes it look like the examiner correctly checked the box in all the office actions confirming the foreign priority application was present and incorrectly checked the box in the notice of allowance saying it was not.</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black"> </span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black">Oh well. It's in the file now and everything is taken care of.</span></font><o:p></o:p></p>
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<p class="elementtoproof"><b><font size="2" color="#1f3864" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;color:#1F3864;font-weight:bold">Scott Nielson</span></font></b><o:p></o:p></p>
<p class="elementtoproof"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;color:black">801-660-4400</span></font><o:p></o:p></p>
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<p class="MsoNormal" style="mso-outline-level:1"><b><font size="2" color="black" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;mso-fareast-font-family:"Times New Roman";color:black;font-weight:bold">From:</span></font></b><font size="2" color="black" face="Calibri"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;mso-fareast-font-family:"Times New Roman";color:black">
Patentpractice <<a href="mailto:patentpractice-bounces@oppedahl-lists.com">patentpractice-bounces@oppedahl-lists.com</a>> on behalf of Scott Nielson via Patentpractice <<a href="mailto:patentpractice@oppedahl-lists.com">patentpractice@oppedahl-lists.com</a>><br>
<b><span style="font-weight:bold">Sent:</span></b> Tuesday, June 24, 2025 6:16 PM<br>
<b><span style="font-weight:bold">To:</span></b> Oppedahl List [Patent Practice] <<a href="mailto:patentpractice@oppedahl-lists.com">patentpractice@oppedahl-lists.com</a>><br>
<b><span style="font-weight:bold">Cc:</span></b> Scott Nielson <<a href="mailto:scnielson@outlook.com">scnielson@outlook.com</a>><br>
<b><span style="font-weight:bold">Subject:</span></b> [Patentpractice] USPTO Priority Document Shenanigans</span></font><span style="mso-fareast-font-family:"Times New Roman"">
</span><o:p></o:p></p>
<div>
<p class="MsoNormal"><font size="3" face="Aptos"><span style="font-size:12.0pt;mso-fareast-font-family:"Times New Roman""> </span><o:p></o:p></font></p>
</div>
</div>
<div>
<div>
<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black">Looking for input about the following situation (this is for a friend/colleague,
not my case):</span></font><o:p></o:p></p>
</div>
<div>
<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black">1. A PCT app was filed claiming priority to a non-US app (foreign priority
application).</span></font><o:p></o:p></p>
</div>
<div>
<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black">2. A US national phase of the PCT app was filed well before the 30 month
date (with the box on the transmittal checked requesting immediate examination) and two months before WIPO retrieved a copy of the foreign priority application.</span></font><o:p></o:p></p>
</div>
<div>
<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black">3. WIPO successfully and timely retrieved a copy of the foreign priority
application and entered it into the file of the international application. The international application includes all the relevant documents indicating the foreign priority document was timely and successfully retrieved.</span></font><o:p></o:p></p>
</div>
<div>
<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black">4. The USPTO did not include a copy of the foreign priority application
in the US national phase because the foreign priority application was not part of the file at WIPO when the US national phase app was filed. See MPEP 1893.03(c) (The International Bureau may not forward a copy of the priority document because the certified
priority document was not furnished in compliance with PCT Rule 17.1(a), (b) or (b-bis)
<b><i><span style="font-weight:bold;font-style:italic">or applicant requested examination to begin pursuant to 35 U.S.C. 371(f) prior to availability of the priority document from the International Bureau</span></i></b>.)</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black"> </span></font><o:p></o:p></p>
</div>
<div>
<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black">During prosecution of the US national phase application, in every office
action (four total), the examiner checked the box acknowledging the foreign priority claim and that a copy of the foreign application is present in the file.</span></font><o:p></o:p></p>
</div>
<div>
<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black"> </span></font><o:p></o:p></p>
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<div>
<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black">In the notice of allowance, the examiner checked the box indicating that
a copy of the foreign priority application is NOT present in the file (a copy of the foreign priority application is not, in fact, present).</span></font><o:p></o:p></p>
</div>
<div>
<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black"> </span></font><o:p></o:p></p>
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<div>
<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black">The issue fee has been paid and the application is scheduled to grant in
one week. A final review of the application revealed the switcheroo in the notice of allowance regarding the presence of the foreign priority document.</span></font><o:p></o:p></p>
</div>
<div>
<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black"> </span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black">The question now is what to do.</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black"> </span></font><o:p></o:p></p>
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<div>
<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black">I see two options, but I'm curious about other opinions.</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black"> </span></font><o:p></o:p></p>
</div>
<div>
<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black">First, beg the PCT Help Desk to quickly retrieve a copy of the foreign
priority application from the international phase. Plead for mercy by noting the examiner's repeated screw-ups and that it is arguably not late under 37 CFR 1.55(f)(2), which says:</span></font><o:p></o:p></p>
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<blockquote style="border:none;border-left:solid #C8C8C8 2.25pt;padding:0in 0in 0in 6.0pt;margin-left:4.8pt;margin-top:5.0pt;margin-bottom:5.0pt">
<div>
<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black;background:white">(2)
<i><span style="font-style:italic">Application under 35 U.S.C. 371</span></i>. A certified copy of the foreign application must be filed within the time limit set forth in the PCT and the Regulations under the PCT in an international application entering the
national stage under 35 U.S.C. 371. If a certified copy of the foreign application is not filed during the international stage in an international application in which the national stage commenced on or after December 18, 2013, a certified copy of the foreign
application must be filed within the later of four months from the date on which the national stage commenced under 35 U.S.C. 371(b) or (f) ( 1.491(a) ), four months from the date of the initial submission under 35 U.S.C. 371 to enter the national stage,
or sixteen months from the filing date of the prior foreign application, except as provided in paragraphs (h), (i), and (j) of this section.</span></font><o:p></o:p></p>
</div>
</blockquote>
<div>
<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black">It is not late, and therefore a petition is not required, because the foreign
priority document was filed in the international phase within the time limit set in the PCT. The USPTO may try to interpret this section to require that the foreign priority document be filed in the international phase before national phase entry, but that
interpretation seems like a stretch.</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black"> </span></font><o:p></o:p></p>
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<div>
<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black">Second, file a petition to withdraw from issuance accompanied by an RCE
with an IDS listing some references identified through a quick search and then make the same arguments above and/or file a petition under 37 CFR 1.55(f)(3) for late filing of the foreign priority application.</span></font><o:p></o:p></p>
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<p class="MsoNormal"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black"> </span></font><o:p></o:p></p>
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<p class="xelementtoproof"><b><font size="2" color="#1f3864" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;color:#1F3864;font-weight:bold">Scott Nielson</span></font></b><o:p></o:p></p>
<p class="xelementtoproof"><font size="2" color="black" face="Aptos Serif"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;color:black">801-660-4400</span></font><o:p></o:p></p>
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