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<p class="MsoNormal"><span style="font-size:12.0pt">I seem to recall that some jurisdictions (JP? CN?) require their national phase entries to include all the claims of the PCT application, but the claims could be amended or cancelled later on.
<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:12.0pt">Best regards,<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:12.0pt">George<o:p></o:p></span></p>
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<p class="MsoNormal" style="margin-bottom:12.0pt"><b><span style="font-size:12.0pt;font-family:"Aptos",sans-serif;color:black">From:
</span></b><span style="font-size:12.0pt;font-family:"Aptos",sans-serif;color:black">Pct <pct-bounces@oppedahl-lists.com> on behalf of David Boundy via Pct <pct@oppedahl-lists.com><br>
<b>Date: </b>Sunday, February 4, 2024 at 2:02</span><span style="font-size:12.0pt;font-family:"Arial",sans-serif;color:black"> </span><span style="font-size:12.0pt;font-family:"Aptos",sans-serif;color:black">PM<br>
<b>To: </b>for users of the Patent Cooperation Treaty <pct@oppedahl-lists.com>, Daniel J. Feigelson <djf@iliplaw.com><br>
<b>Cc: </b>David Boundy <DavidBoundyEsq@gmail.com><br>
<b>Subject: </b>Re: [Pct] Weird unity of invention issue<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt">Daniel Feigelson identified an error in my statement of the case (thank you). That, plus other research, corrects the question:<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt"><o:p> </o:p></span></p>
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<p class="MsoNormal"><b><span style="font-size:11.0pt">Corrected question.</span></b><span style="font-size:11.0pt"><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt">(a) Years ago, I recall that there was a provision that said "If international phase treats the invention as a whole, national phase is stuck with it, and can't divide." I can't find that--was that rescinded,
or is my memory faulty?<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt">(b) If that provision exists, on the following facts, how do I get the benefit of that law?<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt">(c) If no such provision exists (today), then I don't think anything else in this question really matters (and Daniel, I appreciate the offer to phone ISA/IL, but I don't think it matters, so I'll save the
favor for another day).<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt">(d) But if any of you know EP or JP "custom" on this set of facts, I'd like to know.<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt"><o:p> </o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt">My puzzlement comes from a clash between the treaty text itself and the regs. PCT Art. 17(3)(a) says "If the ISA considers that the international application does not comply with the requirement of unity
of invention as set forth in the Regulations, it <b>shall</b> invite the applicant to pay additional fees." But then the regs have a clash-- a clash in the applicant's favor, but a clash:<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt"><o:p> </o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt">Rule 68.1 No Invitation to Restrict or Pay<br>
Where the International Preliminary Examining Authority finds that the<br>
requirement of unity of invention is not complied with and chooses not to invite<br>
the applicant to restrict the claims or to pay additional fees, it shall proceed with<br>
the international preliminary examination, subject to Article 34(4)(b) and<br>
Rule 66.1(e), in respect of the entire international application, but shall indicate,<br>
in any written opinion and in the international preliminary examination report,<br>
that it considers that the requirement of unity of invention is not fulfilled and it<br>
shall specify the reasons therefor.<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt"><o:p> </o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt"><a href="https://www.wipo.int/export/sites/www/pct/en/docs/texts/pct-regs.pdf">https://www.wipo.int/export/sites/www/pct/en/docs/texts/pct-regs.pdf</a> I can find several PCT Articles, Regulations, etc about
what happens during international phase if the ISA searches under 68.1, but not how this affects national phase.
<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt"><o:p> </o:p></span></p>
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<p class="MsoNormal"><b><span style="font-size:11.0pt">Corrected facts.</span></b><span style="font-size:11.0pt"> ISA/Israel didn't do what it "shall" do.<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt"> * August 2021: priority date, US provisional application<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt"> * August 2022: PCT application filed, ISA/IL, fewer than 20 claims all apparatus, two independent claims to legitimately different inventions<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt"> * December 2022, Search Report and Written Opinion:<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt"> -- the Written Opinion says the magic words "lacks unity of invention" and explains why<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt"> -- The ISR checks Box III item 2, "As all searchable claims could be searched without effort justifying additional fees, this Authority did not invite payment of additional fees."
<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt"> -- neither the Written Opinion nor any other paper has ever invited payment of additional fees.<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt"> -- the Search Report searches all claims, the Written Opinion examines all claims<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt"> * December 2023: IPRP examines all claims, gives favorable novelty, inventive, industrial -- the only issue is a statement "no unity of invention" and still no invitation to pay additional fees
<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt"><o:p> </o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt">Now what does that mean for national phase -- what shoudl I do in EP and JP?<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt"><o:p> </o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt">Thanks<o:p></o:p></span></p>
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