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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-bidi-font-family:"Times New Roman""><o:p> </o:p></span></p>
<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-bidi-font-family:"Times New Roman"">In this instance, I would send an email to the PCT Team at the IB asking what is required and the proper way to submit it. There is an
option to send the Team an informal email in the <span class="SpellE">ePCT</span> file and they (the Team) are normally quick with their response.<o:p></o:p></span></p>
<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Arial",sans-serif;mso-bidi-font-family:"Times New Roman""><o:p> </o:p></span></p>
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<span style="font-size:8.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Times New Roman";color:black;mso-no-proof:yes">+1 720 566 4137 office<o:p></o:p></span></p>
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<span style="font-size:8.0pt;font-family:"Arial",sans-serif;mso-fareast-font-family:"Times New Roman";color:#5046FF;mso-no-proof:yes">CFerne@cooley.com<o:p></o:p></span></p>
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<p class="MsoNormal"><b><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;mso-fareast-font-family:"Times New Roman"">From:</span></b><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;mso-fareast-font-family:"Times New Roman""> Pct
<pct-bounces@oppedahl-lists.com> <b>On Behalf Of </b>Scott Nielson via Pct<br>
<b>Sent:</b> Monday, March 24, 2025 10:11 AM<br>
<b>To:</b> For users of the PCT and ePCT. This is not for laypersons to seek legal advice. <pct@oppedahl-lists.com><br>
<b>Cc:</b> Scott Nielson <scnielson@outlook.com><br>
<b>Subject:</b> Re: [Pct] ISA/US search --> forgot to indicate 'small entity' when filing PCT in RO/IB<o:p></o:p></span></p>
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<p class="MsoNormal"><strong><span style="font-family:"Aptos",sans-serif;mso-fareast-font-family:"Times New Roman";mso-bidi-font-family:Aptos;color:red">[External]</span></strong><span style="mso-fareast-font-family:"Times New Roman"">
<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black">I'm not sure what you need to file with RO/IB, but 37 CFR 1.27(c)(3) says:<o:p></o:p></span></p>
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<div>
<p class="MsoNormal"><b><i><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black">(3) Assertion by payment of the small entity basic filing, basic transmittal, basic national fee, international search
fee, or individual designation fee in an international design application. </span>
</i></b><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black">The payment, by any party, of the exact amount of one of the small entity basic filing fees set forth in
<a href="https://urldefense.com/v3/__https:/www.ecfr.gov/current/title-37/section-1.16*p-1.16(a)__;Iw!!OPvj_Mo!5-KBO4c5ALSs7iAYKHx8lIB8ijH-vshlu4eBwB7YuACEMuV5PZf69pV_g-IoKVJXK3nu_OO-H1cWZc4$">
§ 1.16(a)</a>, <a href="https://urldefense.com/v3/__https:/www.ecfr.gov/current/title-37/section-1.16*p-1.16(b)__;Iw!!OPvj_Mo!5-KBO4c5ALSs7iAYKHx8lIB8ijH-vshlu4eBwB7YuACEMuV5PZf69pV_g-IoKVJXK3nu_OO-KKp5Mos$">
(b)</a>, <a href="https://urldefense.com/v3/__https:/www.ecfr.gov/current/title-37/section-1.16*p-1.16(c)__;Iw!!OPvj_Mo!5-KBO4c5ALSs7iAYKHx8lIB8ijH-vshlu4eBwB7YuACEMuV5PZf69pV_g-IoKVJXK3nu_OO-qGQ0Wik$">
(c)</a>, <a href="https://urldefense.com/v3/__https:/www.ecfr.gov/current/title-37/section-1.16*p-1.16(d)__;Iw!!OPvj_Mo!5-KBO4c5ALSs7iAYKHx8lIB8ijH-vshlu4eBwB7YuACEMuV5PZf69pV_g-IoKVJXK3nu_OO-yec6FPg$">
(d)</a>, or <a href="https://urldefense.com/v3/__https:/www.ecfr.gov/current/title-37/section-1.16*p-1.16(e)__;Iw!!OPvj_Mo!5-KBO4c5ALSs7iAYKHx8lIB8ijH-vshlu4eBwB7YuACEMuV5PZf69pV_g-IoKVJXK3nu_OO-yy_N-rA$">
(e)</a>, the small entity transmittal fee set forth in <a href="https://urldefense.com/v3/__https:/www.ecfr.gov/current/title-37/section-1.445*p-1.445(a)(1)__;Iw!!OPvj_Mo!5-KBO4c5ALSs7iAYKHx8lIB8ijH-vshlu4eBwB7YuACEMuV5PZf69pV_g-IoKVJXK3nu_OO-CV9y91w$">
§ 1.445(a)(1)</a> or <a href="https://urldefense.com/v3/__https:/www.ecfr.gov/current/title-37/section-1.1031*p-1.1031(a)__;Iw!!OPvj_Mo!5-KBO4c5ALSs7iAYKHx8lIB8ijH-vshlu4eBwB7YuACEMuV5PZf69pV_g-IoKVJXK3nu_OO-uxb8M6Q$">
§ 1.1031(a)</a>, the small entity international search fee set forth in <a href="https://urldefense.com/v3/__https:/www.ecfr.gov/current/title-37/section-1.445*p-1.445(a)(2)__;Iw!!OPvj_Mo!5-KBO4c5ALSs7iAYKHx8lIB8ijH-vshlu4eBwB7YuACEMuV5PZf69pV_g-IoKVJXK3nu_OO-_BSZKg0$">
§ 1.445(a)(2)</a> to a Receiving Office other than the United States Receiving Office in the exact amount established for that Receiving Office pursuant to PCT Rule 16, or the small entity basic national fee set forth in
<a href="https://urldefense.com/v3/__https:/www.ecfr.gov/current/title-37/section-1.492*p-1.492(a)__;Iw!!OPvj_Mo!5-KBO4c5ALSs7iAYKHx8lIB8ijH-vshlu4eBwB7YuACEMuV5PZf69pV_g-IoKVJXK3nu_OO-mYZZCM0$">
§ 1.492(a)</a>, will be treated as a written assertion of entitlement to small entity status even if the type of basic filing, basic transmittal, or basic national fee is inadvertently selected in error. The payment, by any party, of the small entity first
part of the individual designation fee for the United States to the International Bureau (<a href="https://urldefense.com/v3/__https:/www.ecfr.gov/current/title-37/section-1.1031__;!!OPvj_Mo!5-KBO4c5ALSs7iAYKHx8lIB8ijH-vshlu4eBwB7YuACEMuV5PZf69pV_g-IoKVJXK3nu_OO-2W8-YGE$">§
1.1031</a>) will be treated as a written assertion of entitlement to small entity status.<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black">According to this, paying the small entity search fee to RO/IB will be treated as a written assertion of entitlement to
small entity status. Now you just need to figure out what to file with RO/IB to get them to acknowledge the small entity status. Jeff's suggestion seems like the first place to start.<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;mso-fareast-font-family:"Times New Roman";color:black"><o:p> </o:p></span></p>
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<p><b><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;color:#1F3864">Scott Nielson</span></b><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
<p><span style="font-size:11.0pt;font-family:"Aptos Serif",serif;color:black">801-660-4400</span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif"><o:p></o:p></span></p>
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<p class="MsoNormal" style="mso-outline-level:1"><b><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;mso-fareast-font-family:"Times New Roman";color:black">From:</span></b><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;mso-fareast-font-family:"Times New Roman";color:black">
Pct <<a href="mailto:pct-bounces@oppedahl-lists.com">pct-bounces@oppedahl-lists.com</a>> on behalf of Jeffrey Semprebon via Pct <<a href="mailto:pct@oppedahl-lists.com">pct@oppedahl-lists.com</a>><br>
<b>Sent:</b> Monday, March 24, 2025 7:18 AM<br>
<b>To:</b> For users of the PCT and ePCT. This is not for laypersons to seek legal advice. <<a href="mailto:pct@oppedahl-lists.com">pct@oppedahl-lists.com</a>><br>
<b>Cc:</b> Jeffrey Semprebon <<a href="mailto:jesemprebon@gmail.com">jesemprebon@gmail.com</a>><br>
<b>Subject:</b> Re: [Pct] ISA/US search --> forgot to indicate 'small entity' when filing PCT in RO/IB</span><span style="mso-fareast-font-family:"Times New Roman"">
<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="mso-fareast-font-family:"Times New Roman""> <o:p></o:p></span></p>
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<p class="MsoNormal"><span style="mso-fareast-font-family:"Times New Roman"">I don't know, but I'd be tempted to check the possible "Actions" for the case in ePCT and see whether that's something listed as an option for correcting the Applicant data via a 92bis
change. <o:p></o:p></span></p>
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<p class="MsoNormal"><span style="mso-fareast-font-family:"Times New Roman""><o:p> </o:p></span></p>
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<p class="MsoNormal"><span style="mso-fareast-font-family:"Times New Roman""><o:p> </o:p></span></p>
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<p class="MsoNormal"><span style="font-family:Roboto;mso-fareast-font-family:"Times New Roman";letter-spacing:.1pt">-Jeff
</span><span style="mso-fareast-font-family:"Times New Roman""><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-family:Roboto;mso-fareast-font-family:"Times New Roman";letter-spacing:.1pt"><br>
Jeffrey E. Semprebon<br>
Registered Patent Agent (mechanical) looking for remote work</span><span style="mso-fareast-font-family:"Times New Roman""><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="mso-fareast-font-family:"Times New Roman""><a href="mailto:jesemprebon@gmail.com" target="_blank">jesemprebon@gmail.com</a></span><span style="font-family:Roboto;mso-fareast-font-family:"Times New Roman";letter-spacing:.1pt"><br>
72 Myrtle Street<br>
Claremont, New Hampshire 03743</span><span style="mso-fareast-font-family:"Times New Roman""><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="mso-fareast-font-family:"Times New Roman""><o:p> </o:p></span></p>
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<p class="MsoNormal"><span style="mso-fareast-font-family:"Times New Roman"">On Mon, Mar 24, 2025 at 8:02</span><span style="font-family:"Arial",sans-serif;mso-fareast-font-family:"Times New Roman"">\u202f</span><span style="mso-fareast-font-family:"Times New Roman"">AM
William Ahmed via Pct <<a href="mailto:pct@oppedahl-lists.com">pct@oppedahl-lists.com</a>> wrote:<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:10.0pt;font-family:"Helvetica",sans-serif;mso-fareast-font-family:"Times New Roman"">Dear List,<br>
We recently filed a PCT in RO/IB -- our request form specified the US search authority.<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:10.0pt;font-family:"Helvetica",sans-serif;mso-fareast-font-family:"Times New Roman"">In our fling, we neglected to indicate that this is applicant a small entity.<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:10.0pt;font-family:"Helvetica",sans-serif;mso-fareast-font-family:"Times New Roman""><o:p> </o:p></span></p>
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<p class="MsoNormal"><span style="font-size:10.0pt;font-family:"Helvetica",sans-serif;mso-fareast-font-family:"Times New Roman"">We recently received an invitation to pay fees RO/102 -- of course, the fee-total of the RO/102 was based on the 'large entity'
search fee for the search portion of the fee-total.<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:10.0pt;font-family:"Helvetica",sans-serif;mso-fareast-font-family:"Times New Roman""><o:p> </o:p></span></p>
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<p class="MsoNormal"><span style="font-size:10.0pt;font-family:"Helvetica",sans-serif;mso-fareast-font-family:"Times New Roman"">Is it is too late to NOW indicate that this is a small entity, and to pay the 'small entity fee' for this PCT?<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:10.0pt;font-family:"Helvetica",sans-serif;mso-fareast-font-family:"Times New Roman""><o:p> </o:p></span></p>
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<p class="MsoNormal"><span style="font-size:10.0pt;font-family:"Helvetica",sans-serif;mso-fareast-font-family:"Times New Roman"">Thanks,<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:10.0pt;font-family:"Helvetica",sans-serif;mso-fareast-font-family:"Times New Roman"">Bill<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="mso-fareast-font-family:"Times New Roman"">-- <br>
Pct mailing list<br>
<a href="mailto:Pct@oppedahl-lists.com" target="_blank">Pct@oppedahl-lists.com</a><br>
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