<html>
<head>
<meta http-equiv="Content-Type" content="text/html; charset=iso-8859-1">
<style type="text/css" style="display:none;"> P {margin-top:0;margin-bottom:0;} </style>
</head>
<body dir="ltr">
<div class="elementToProof" style="font-family: "Aptos Serif", Aptos_EmbeddedFont, Aptos_MSFontService, serif; font-size: 11pt; color: rgb(0, 0, 0);">
37 CFR 1.215:</div>
<blockquote style="margin-left: 0.8ex; padding-left: 1ex; border-left: 3px solid rgb(200, 200, 200);">
<ul style="text-align: left; margin: 0px 0px 7px; padding-left: 3px; list-style-type: none;">
<li style="font-family: "Aptos Serif", Aptos_EmbeddedFont, Aptos_MSFontService, serif; font-size: 11pt; color: rgb(0, 0, 0); margin-bottom: 5px; list-style-position: initial; list-style-type: none;">
(a) The publication of an application under <span style="color: rgb(0, 140, 255);" role="presentation">
<b><a href="https://mpep.uspto.gov/RDMS/MPEP/current#/current/d0e303054.html##d0e303063" id="OWAbfa0be6c-9a87-4707-0206-3e311ee07847" class="OWAAutoLink" style="color: rgb(0, 140, 255);">35 U.S.C. 122(b)</a></b></span> shall include a patent application publication.
The date of publication shall be indicated on the patent application publication. The patent application publication will be based upon the specification and drawings deposited on the filing date of the application, as well as the application data sheet and/or
the inventor's oath or declaration. The patent application publication may also be based upon amendments to the specification (other than the abstract or the claims) that are reflected in a substitute specification under
<span style="color: rgb(0, 140, 255);" role="presentation"><b><a href="https://mpep.uspto.gov/RDMS/MPEP/current#/current/d0e323278.html##d0e323290" id="OWA46a41c8d-d2d8-d0b5-277d-5366d2b448c1" class="OWAAutoLink" style="color: rgb(0, 140, 255);"> 1.125(b)</a></b></span>,
amendments to the abstract under <span style="color: rgb(0, 140, 255);" role="presentation">
<b><a href="https://mpep.uspto.gov/RDMS/MPEP/current#/current/d0e323020.html##d0e323037" id="OWA28ef412c-4221-092a-e890-6498c8e37dcb" class="OWAAutoLink" style="color: rgb(0, 140, 255);"> 1.121(b)</a></b></span>, amendments to the claims that are reflected
in a complete claim listing under <span style="color: rgb(0, 140, 255);" role="presentation">
<b><a href="https://mpep.uspto.gov/RDMS/MPEP/current#/current/d0e323020.html##d0e323123" id="OWA93a9aaca-9d9b-31f4-b855-74dd9964ef42" class="OWAAutoLink" style="color: rgb(0, 140, 255);"> 1.121(c)</a></b></span>, and amendments to the drawings under
<span style="color: rgb(0, 140, 255);" role="presentation"><b><a href="https://mpep.uspto.gov/RDMS/MPEP/current#/current/d0e323020.html##d0e323179" id="OWA8757d0fd-9903-bc9c-45ac-da1bb972ee86" class="OWAAutoLink" style="color: rgb(0, 140, 255);"> 1.121(d)</a></b></span>,
provided that such substitute specification or <b><i>amendment is submitted in sufficient time to be entered into the Office file wrapper of the application before technical preparations for publication of the application have begun. Technical preparations
for publication of an application generally begin four months prior to the projected date of publication.</i></b> The patent application publication of an application that has entered the national stage under
<span style="color: rgb(0, 140, 255);" role="presentation"><b><a href="https://mpep.uspto.gov/RDMS/MPEP/current#/current/d0e307164.html" id="OWAc270f632-705c-bff1-7492-5558bba01855" class="OWAAutoLink" style="color: rgb(0, 140, 255);">35 U.S.C. 371</a></b></span>
may also include amendments made during the international stage. <i>See</i> paragraph
<span style="color: rgb(0, 140, 255);" role="presentation"><b><a href="https://mpep.uspto.gov/RDMS/MPEP/current#/current/d0e307164.html##d0e307183" id="OWA3b28ca1b-be61-fae5-8c56-60e955f03986" class="OWAAutoLink" style="color: rgb(0, 140, 255);">(c)</a></b></span>
of this section for publication of an application based upon a copy of the application submitted via the USPTO patent electronic filing system.<br>
</li></ul>
</blockquote>
<div class="elementToProof" style="font-family: "Aptos Serif", Aptos_EmbeddedFont, Aptos_MSFontService, serif; font-size: 11pt; color: rgb(0, 0, 0);">
Four months to prepare the application for publication is a bit ridiculous. I've seen preliminary amendments filed a month before publication make it in but you cannot count on it. I think a preliminary amendment filed within a week of filing the national phase
application will almost certainly be included but there is no guarantee.</div>
<div class="elementToProof" style="font-family: "Aptos Serif", Aptos_EmbeddedFont, Aptos_MSFontService, serif; font-size: 11pt; color: rgb(0, 0, 0);">
<br>
</div>
<div class="elementToProof" style="font-family: "Aptos Serif", Aptos_EmbeddedFont, Aptos_MSFontService, serif; font-size: 11pt; color: rgb(0, 0, 0);">
If its not included, you can file a request to have it republished (USPTO fee is about $500).</div>
<div id="Signature" class="elementToProof">
<div class="elementToProof" style="font-family: "Aptos Serif", Aptos_EmbeddedFont, Aptos_MSFontService, serif; font-size: 11pt; color: rgb(0, 0, 0);">
<br>
</div>
<p class="elementToProof" style="margin: 0in; font-family: Calibri, sans-serif; font-size: 11pt;">
<span style="font-family: "Aptos Serif", Aptos_EmbeddedFont, Aptos_MSFontService, serif; color: rgb(31, 56, 100);"><b>Scott Nielson</b></span></p>
<p class="elementToProof" style="margin: 0in; font-family: Calibri, sans-serif; font-size: 11pt;">
<span style="font-family: "Aptos Serif", Aptos_EmbeddedFont, Aptos_MSFontService, serif; color: black;">801-660-4400</span></p>
</div>
<div id="appendonsend"></div>
<hr style="display:inline-block;width:98%" tabindex="-1">
<div id="divRplyFwdMsg" dir="ltr"><font face="Calibri, sans-serif" style="font-size:11pt" color="#000000"><b>From:</b> Pct <pct-bounces@oppedahl-lists.com> on behalf of William Ahmed via Pct <pct@oppedahl-lists.com><br>
<b>Sent:</b> Tuesday, June 10, 2025 12:01 PM<br>
<b>To:</b> for Users of the Patent Cooperation Treaty <pct@oppedahl-lists.com><br>
<b>Cc:</b> William Ahmed <ahmed.william@ymail.com><br>
<b>Subject:</b> [Pct] pre-grant protection under 35 U.S.C. 154(d) -- 371 national phase in USA</font>
<div> </div>
</div>
<div>
<div class="x_yahoo-style-wrap" style="font-family:Helvetica Neue,Helvetica,Arial,sans-serif; font-size:13px">
<div dir="ltr" data-setdir="false">Dear List,</div>
<div dir="ltr" data-setdir="false">I have a PCT with a national-phase deadline [30 month] this Friday.</div>
<div dir="ltr" data-setdir="false"><br>
</div>
<div dir="ltr" data-setdir="false">My client is concerned about <span>pre-grant protection under 35 U.S.C. 154(d) .</span></div>
<div dir="ltr" data-setdir="false"><span><br>
</span></div>
<div dir="ltr" data-setdir="false"><span>If I enter the national stage in the United States THIS WEEK, and then I file a preliminary amendment NEXT WEEK (i.e. after the 30 month deadline), which version of the claims will the USPTO publish.</span></div>
<div dir="ltr" data-setdir="false"><span><br>
</span></div>
<div dir="ltr" data-setdir="false">Does anyone have an idea?</div>
<div dir="ltr" data-setdir="false"><br>
</div>
<div dir="ltr" data-setdir="false">Thanks,</div>
<div dir="ltr" data-setdir="false">Bill</div>
</div>
</div>
</body>
</html>