[Patentpractice] Effectiveness (or not) of arguing lack of motivation to combine references
Timothy Snowden
tdsnowden at outlook.com
Fri Mar 14 16:57:36 UTC 2025
Another angle that is sometimes helpful is that the proposed motivation
to combine is not supported by logical reasoning underpinned by the
/evidence _of record_/ as a _whole_. Conceptually similar to David's
point (a).
On 3/14/2025 10:58 AM, Dale Quisenberry via Patentpractice wrote:
>
> Some form language I’ve used re item c:
>
> Therefore, the Office Action’s proposed modification is not permitted.
> /See In re Fritch/, 972 F.2d 1260, 1265 n.12 (“A proposed modification
> [is] inappropriate for an obviousness inquiry when the modification
> render[s] the prior art reference inoperable for its intended
> purpose.”); /In re Ratti/, 270 F.2d 810, 813 (CCPA 1959) (holding the
> suggested combination of references improper under § 103 because it
> “would require a substantial reconstruction and redesign of the
> elements shown in [the prior art reference] as well as a change in the
> basic principles under which [that reference’s] construction was
> designed to operate.”). /See also /MPEP § 2143.01(V) (“If a proposed
> modification would render the prior art invention being modified
> unsatisfactory for its intended purpose, then there is no suggestion
> or motivation to make the proposed modification.”) and (VI) (“If the
> proposed modification or combination of the prior art would change the
> principle of operation of the prior art invention being modified, then
> the teachings of the references are not sufficient to render the
> claims prima facie obvious.”).
>
> C. Dale Quisenberry
>
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> *From: *Patentpractice <patentpractice-bounces at oppedahl-lists.com> on
> behalf of David Boundy via Patentpractice
> <patentpractice at oppedahl-lists.com>
> *Date: *Friday, 14 March 2025 at 9:03 am
> *To: *For patent practitioners. This is not for laypersons to seek
> legal advice. <patentpractice at oppedahl-lists.com>, Krista Jacobsen
> <krista at jacobseniplaw.com>
> *Cc: *David Boundy <PatentProcedure at gmail.com>
> *Subject: *Re: [Patentpractice] Effectiveness (or not) of arguing lack
> of motivation to combine references
>
> Yes and no.
>
> I argue "no motivation to combine" frequently. My most frequent
> arguments are
>
> (a) the examiner relies on personal observation and common sense, not
> "substantial evidence," and
>
> (b) The law requires a /problem/ in B that motivates solution,
> modification, combination with a solution in A. The sentence the
> examiner relies on says "In reference A, apparatus A has advantage
> A." Great. advantage A applies to apparatus A. But that has nothing
> to do with, and says nothing fairly inferring that Apparatus A and
> advantage A has any relevance to reference B.
>
> (c) "renders prior art suitable for its intended purpose" and "changes
> principle of operation" from MPEP 2143.01(V) and (VI)
>
> (a) and (b) seldom (not never, seldom) succeed with the examiner. (c)
> is better, but still not a silver bullet. But all three have high
> (not perfect, but high) success with the Board. When they don't win,
> it's almost always because the Board makes up a new rationale (and
> fails to designate it as a new ground).
>
> If you have Westlaw, it's easy to search PTAB decisions for
> "motivation to combine" and you'll get lots of hits.
>
> Doreen Trujillo, David Soucy, Ron Katznelson, and Tim Snowden helped
> me with a big article on appeals for JPTOS. I got markup from the
> editors this morning, and should have it all worked in within a couple
> days. It'll probably be published by end of month.
>
> On Fri, Mar 14, 2025 at 9:42 AM Krista Jacobsen via Patentpractice
> <patentpractice at oppedahl-lists.com> wrote:
>
> A long time ago, I was told that arguing a lack of motivation to
> combine references is never successful to traverse a 103 rejection
> unless the resulting combination is somehow broken (e.g., it
> doesn’t work at all, or the combination eliminates some major
> goal/benefit of the primary reference). This is one of those
> nuggets that has always stuck with me.
>
> I often argue, in both office action replies and appeal briefs,
> that there is a lack of motivation to combine references, even if
> the combination is feasible but the Examiner's reasoning is
> flimsy/bogus or uses hindsight. But I do not think the lack of
> motivation to combine references has ever been my only argument,
> so I have always wondered about whether these arguments are
> actually moving the needle, or if they are just creating a record
> that the applicant did not concede the point.
>
> Because the identification of a credible motivation to combine is
> part of the Office's burden in a 103 rejection, the pragmatist in
> me wants to believe that it is possible to traverse and win on the
> basis of a lack of motivation to combine the references, even if
> that is the only argument. But what is the reality? Have you ever
> traversed and won during examination based solely on a lack of
> motivation to combine references? (My guess is that I will be able
> to find winning appeals based solely on lack of motivation to
> combine references, though I haven't researched it yet.)
>
> Best regards,
>
> Krista
>
>
> ------------------------------------------
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> Krista S. Jacobsen
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> Attorney and Counselor at Law
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