[Patentpractice] USPTO launches new AI Pilot for pre-examination utility application search

Wed Oct 8 17:16:56 UTC 2025

 From 37 CFR 1.56(a) "There is no duty to submit information which is not
material to the patentability of any existing claim."  If an examiner
determines that the information does not compel a prima facie case of
obviousness then it is de jure, not material to the patentability of any
claim, right?

If I understand MPEP 609 correctly, this means the documents listed in the
ASRN will be considered, and therefore there is no requirement imposed on
the Applicant to cite documents identified in an ASRN in an IDS to comply
with the rule 56 duties. Do I understand MPEP 609 correctly?

>From the FR Notice at
https://www.federalregister.gov/documents/2025/10/08/2025-19493/automated-search-pilot-program

" The examiner will consider the documents listed on the ASRN “in the same
manner as other documents in Office search files are considered by the
examiner while conducting a search of the prior art in a proper field of
search.” *See* MPEP 609. There is no requirement for the examiner to list
the documents from the ASRN on Form PTO-892 unless the document has been
relied upon in a prior art rejection. Also, there is no requirement for the
applicant to provide a separate listing of the documents. The references
listed on the ASRN will appear on the face of the patent if made of record
by the examiner on a Form PTO-892 or cited by the applicant on an
Information Disclosure Statement in compliance with 37 CFR 1.97
<https://www.ecfr.gov/current/title-37/section-1.97> and 1.98
<https://www.ecfr.gov/current/title-37/section-1.98>. *See* MPEP 707.05 and
MPEP 1302.12."

>From MPEP 609:

"Consideration by the examiner of the information submitted in an IDS means
nothing more than considering the documents in the same manner as other
documents in Office search files are considered by the examiner while
conducting a search of the prior art in a proper field of search"

So, again, do I understand MPEP 609 correctly that given the same
consideration as any other document " in Office search files" the citation
of a document in an ASRN does not impose an obligation for the Applicant to
cite that document in an IDS to comply with the rule 56 duty because the
information has de jure been considered ("Will" consider.)?

That is a pretty important question to be certain of the answer, for anyone
receiving an ASRN.

On Wed, Oct 8, 2025 at 12:47 PM Dan Feigelson via Patentpractice <
patentpractice at oppedahl-lists.com> wrote:

> First impression:
> Do we know if this search tool is any good?
> If so, in which technologies?
> If not, why would I want to pay the cost of preparing a patent application
> and filing it as a US a non-provisional to get the search done? Especially
> since this new program will require a petition and fee under rule 1.182?
> Furthermore, who wants to pay the cost of filing a US non-provisional
> patent application and only THEN do a search (and have to petition for the
> search to boot)? If the tool exists, why can't they make it available to
> everyone BEFORE filing?
> If you're in a tech area where maximizing patent term matters (like
> pharma), why start the clock for the 20 year patent term, if the
> search results might indicate to the applicant that more lab research is
> warranted?  Especially since the FR notice says, "The USPTO will not render
> a decision on the petition until the application has completed
> pre-examination processing", which, with current wait times, means you
> could be closer to the end of the priority year than the beginning of it
> before you're even accepted into the program. Even if more labwork isn't
> warranted, in order to preserve full 20 years in the USA, in parallel to
> filing the US non-provisional for the AI search, on the same day I'd need
> to file the application as a provisional as well, and then possibly abandon
> the non-provisional.
> Why not make the search tool available for provisional applications?
> Will applications for which the petition is accepted be subject to
> restriction before the search is conducted, or will the AI thing not care?
> The FR notice doesn't say.
> Seems to me that for applicants/inventors from outside the USA, there are
> more attractive options available.
>
> Dan
>
> On Wed, Oct 8, 2025 at 5:57 PM U.S. Patent and Trademark Office <
> subscriptioncenter at subscriptions.uspto.gov> wrote:
>
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>> .
>> Press Release
>> USPTO launches new AI Pilot for pre-examination utility application search
>>
>> ALEXANDRIA, VA—In furtherance of the U.S. Patent and Trademark Office’s
>> (USPTO) steadfast commitment to dramatically improve examination quality,
>> response time, and efficiency, the agency today announced the launch of its
>> Artificial Intelligence Search Automated Pilot (ASAP!) Program. The ASAP!
>> Program will test the USPTO’s internal artificial intelligence (AI) tool’s
>> efficacy for conducting pre-examination prior art searches.
>>
>> “To the Senate Judiciary Committee and inventors of all stripes, I
>> promised to ‘lean-in’ to AI,” said John A. Squires, Under Secretary of
>> Commerce for Intellectual Property and Director of the USPTO. “Our ASAP!
>> announcement today is the first of many planned AI pilots designed to help
>> examiners and applicants alike ensure their patents are born strong.
>> Quality starts at filing—and our enterprising examiners have developed a
>> cadre of new tools that re-imagine workflows and attack thorny chokepoints
>> that constrain productivity, throughput, and ultimately quality for new
>> applicants. ASAP! is intended to foster common ground in the first
>> instance. This is us leaning-in. Watch this space.”
>>
>> The new pilot will provide applicants with an initial communication
>> identifying a “top ten list” of potential prior art issues in need of
>> attention. By generating an AI-Assisted Search Results Notice (ASRN), ASAP!
>> will afford applicants an early opportunity to assess their claims against
>> the prior art before substantive examination. Indeed, the pilot will look
>> to inform applicants of potential courses of first action responses such
>> as:
>>
>>    1. Filing a preliminary amendment;
>>    2. Marshaling evidence for affidavit practice and notice taken by the
>>    USPTO;
>>    3. Requesting deferral; or
>>    4. Filing petitions, including express abandonment, to seek a refund
>>    of certain fees if examination is no longer desired.
>>
>> The USPTO will conduct its automated search using an internal AI system
>> that derives contextual information from the classification of the
>> application under the Cooperative Patent Classification (CPC) system, as
>> well as from the specification, claims, and abstract of the application.
>>
>> The USPTO will utilize the pilot results to assess outcomes for
>> pre-examination searches, evaluate the scalability of generating the ASRN,
>> and collect data to inform next steps and companion pilots. To participate
>> in ASAP!, applicants will be required to file a specific petition
>> accompanied by a petition fee.
>>
>> For more information on the USPTO’s ASAP! Program, view the *Federal
>> Register Notice*
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Rick Neifeld, J.D., Ph.D.
Neifeld IP Law PLLC
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